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AMERICAN WTR WKS CO INC NEW
AMERICAN WTR WKS CO INC NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 448 Institutional holders with a total value of $7,000,466,451.
#
Manager Name
Shares
Value ($)
%
Options
Notes
401 OLD SECOND NATIONAL BANK OF AURORA 1,000 48,000 0.00%
402 Tradewinds Capital Management, LLC 964 46,000 0.00%
403 PRIVATE TRUST CO NA 914 44,000 0.00%
404 SYNOVUS FINANCIAL CORP 900 43,000 0.00%
405 Edge Wealth Management LLC 879 43,000 0.00%
406 MONETARY MANAGEMENT GROUP INC 800 39,000 0.00%
407 GOLDMAN SACHS GROUP INC 800 39,000 0.00% Call
408 ENTERPRISE FINANCIAL SERVICES CORP 727 35,000 0.00%
409 Shinko Asset Management Co., Ltd. 700 34,000 0.00%
410 FRONTIER CAPITAL MANAGEMENT CO LLC 679 33,000 0.00%
411 Mizuho Asset Management Co.,Ltd. 596 29,000 0.00%
412 GOLDMAN SACHS GROUP INC 600 29,000 0.00% Put
413 M Holdings Securities, Inc. 600 29,000 0.00%
414 North Star Investment Management Corp. 600 29,000 0.00%
415 SCHRODER INVESTMENT MANAGEMENT GROUP 500 24,115 0.00%
416 FineMark National Bank & Trust 500 24,000 0.00%
417 Hoxton Financial, Inc. 500 24,000 0.00%
418 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 483 23,000 0.00%
419 St. Johns Investment Management Company, LLC 400 19,000 0.00%
420 Evercore Wealth Management, LLC 400 19,000 0.00%
421 Tower Research Capital LLC (TRC) 399 19,000 0.00%
422 Smithfield Trust Co 350 17,000 0.00%
423 Perkins Coie Trust Co 294 14,000 0.00%
424 FIRST FINANCIAL CORP /IN/ 285 14,000 0.00%
425 Ecofin Advisors Ltd 300 14,000 0.00%
426 Elite Wealth Management, Inc. 240 12,000 0.00%
427 BRAVE ASSET MANAGEMENT INC 250 12,000 0.00%
428 Sandy Spring Bank 250 12,000 0.00%
429 First Horizon Advisors, Inc. 208 10,000 0.00%
430 Ground Swell Capital, LLC 206 10,000 0.00%
431 CITY HOLDING CO 170 8,000 0.00%
432 COLONY GROUP LLC 135 7,000 0.00%
433 Regal Investment Advisors LLC 127 6,000 0.00%
434 CapWealth Advisors, LLC 107 5,000 0.00%
435 UBS AG 100 5,000 0.00% Put
436 WESTPORT RESOURCES MANAGEMENT INC 109 5,000 0.00%
437 Walleye Trading LLC 100 5,000 0.00% Call
438 Waverly Advisors, LLC 106 5,000 0.00%
439 MassMutual Private Wealth & Trust, FSB 100 4,823 0.00%
440 JFS WEALTH ADVISORS, LLC 82 4,000 0.00%
441 MYCIO WEALTH PARTNERS, LLC 80 4,000 0.00%
442 ARROW FINANCIAL CORP 74 4,000 0.00%
443 WEALTHFRONT CORP 41 2,000 0.00%
444 SIGNATUREFD, LLC 11 1,000 0.00%
445 TCI Wealth Advisors, Inc. 28 1,000 0.00%
446 Pinnacle Summer Investments, Inc. 30 1,000 0.00%
447 MACROVIEW INVESTMENT MANAGEMENT LLC 20 1,000 0.00%
448 TORTOISE CAPITAL ADVISORS, L.L.C. 25 1,000 0.00%
Page 9 of 9

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.