| 1 |
SIT INVESTMENT ASSOCIATES INC |
2,716,901 |
23,854,000 |
38.88% |
|
|
| 2 |
Relative Value Partners, LLC |
924,058 |
8,113,000 |
13.22% |
|
|
| 3 |
ICON ADVISERS INC/CO |
772,951 |
6,787,000 |
11.06% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
501,624 |
4,404,000 |
7.18% |
|
|
| 5 |
Grantham, Mayo, Van Otterloo & Co. LLC |
479,500 |
4,210,000 |
6.86% |
|
|
| 6 |
WELLS FARGO & COMPANY/MN |
393,688 |
3,457,000 |
5.63% |
|
|
| 7 |
Advisors Asset Management, Inc. |
246,838 |
2,167,000 |
3.53% |
|
|
| 8 |
MORGAN STANLEY |
181,051 |
1,590,000 |
2.59% |
|
|
| 9 |
MARINER INVESTMENT GROUP LLC |
163,500 |
1,436,000 |
2.34% |
|
|
| 10 |
NWAM LLC |
139,323 |
1,223,000 |
1.99% |
|
|
| 11 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
110,243 |
968,000 |
1.58% |
|
|
| 12 |
DOLIVER ADVISORS, LP |
63,305 |
556,000 |
0.91% |
|
|
| 13 |
Thomas J. Herzfeld Advisors, Inc. |
50,420 |
443,000 |
0.72% |
|
|
| 14 |
FIRST FOUNDATION ADVISORS |
41,527 |
365,000 |
0.59% |
|
|
| 15 |
ROYAL BANK OF CANADA |
30,141 |
265,000 |
0.43% |
|
|
| 16 |
Windsor Capital Management, LLC |
26,099 |
229,000 |
0.37% |
|
|
| 17 |
UNITED FIRE GROUP INC |
25,420 |
223,000 |
0.36% |
|
|
| 18 |
LPL Financial LLC |
21,279 |
187,000 |
0.30% |
|
|
| 19 |
Capital Investment Advisors, LLC |
19,844 |
145,000 |
0.24% |
|
|
| 20 |
UBS AG |
16,358 |
144,000 |
0.23% |
|
|
| 21 |
Independence Trust CO |
15,905 |
140,000 |
0.23% |
|
|
| 22 |
SHEPHERD KAPLAN KROCHUK, LLC |
14,610 |
128,000 |
0.21% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
8,878 |
78,000 |
0.13% |
|
|
| 24 |
AMERICAN INTERNATIONAL GROUP, INC. |
7,114 |
62,462 |
0.10% |
|
|
| 25 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,394 |
56,000 |
0.09% |
|
|
| 26 |
MSI Financial Services Inc |
4,236 |
37,000 |
0.06% |
|
|
| 27 |
CITIGROUP INC |
1,813 |
16,000 |
0.03% |
|
|
| 28 |
NEXT Financial Group, Inc |
1,760 |
15,000 |
0.02% |
|
|
| 29 |
Waverly Advisors, LLC |
1,097 |
10,000 |
0.02% |
|
|
| 30 |
Tower Research Capital LLC (TRC) |
1,099 |
10,000 |
0.02% |
|
|
| 31 |
AMERIPRISE FINANCIAL INC |
1,000 |
9,000 |
0.01% |
|
|
| 32 |
Creative Planning |
977 |
9,000 |
0.01% |
|
|
| 33 |
D.A. DAVIDSON & CO. |
1,000 |
8,000 |
0.01% |
|
|
| 34 |
Plante Moran Financial Advisors, LLC |
607 |
5,000 |
0.01% |
|
|
