| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | EQUITEC SPECIALISTS, LLC | 501,364 | 1,755,000 | 80.47% | ||
| 2 | DEUTSCHE BANK AG\ | 117,000 | 409,000 | 18.75% | ||
| 3 | MORGAN STANLEY | 1,518 | 5,000 | 0.23% | ||
| 4 | Tower Research Capital LLC (TRC) | 1,500 | 5,000 | 0.23% | ||
| 5 | B. Riley Wealth Advisors, Inc. | 1,000 | 4,000 | 0.18% | ||
| 6 | CITIGROUP INC | 443 | 2,000 | 0.09% | ||
| 7 | UBS Group AG | 387 | 1,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
