| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 819,911 | 4,510,000 | 27.84% | ||
| 2 | FRANKLIN RESOURCES INC | 701,754 | 3,860,000 | 23.83% | ||
| 3 | BAKER BROS. ADVISORS LP | 673,887 | 3,706,000 | 22.88% | ||
| 4 | Broadfin Capital, LLC | 470,877 | 2,919,000 | 18.02% | ||
| 5 | Cormorant Asset Management, LP | 103,000 | 639,000 | 3.94% | ||
| 6 | DAFNA Capital Management LLC | 43,900 | 272,000 | 1.68% | ||
| 7 | HighTower Advisors, LLC | 30,000 | 186,000 | 1.15% | ||
| 8 | Knoll Capital Management, LLC | 14,155 | 78,000 | 0.48% | ||
| 9 | PRELUDE CAPITAL MANAGEMENT, LLC | 2,000 | 12,000 | 0.07% | ||
| 10 | Tower Research Capital LLC (TRC) | 1,392 | 9,000 | 0.06% | ||
| 11 | UBS AG | 1,039 | 6,000 | 0.04% | ||
| 12 | Ground Swell Capital, LLC | 600 | 3,000 | 0.02% | ||
| 13 | CITIGROUP INC | 209 | 1,000 | 0.01% | ||
| 14 | MORGAN STANLEY | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
