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CHART ACQUISITION CORP
CHART ACQUISITION CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 12 Institutional holders with a total value of $57,863,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AQR CAPITAL MANAGEMENT LLC 1,402,950 13,707,000 23.69%
2 Polar Asset Management Partners Inc. 733,378 7,165,000 12.38%
3 TD ASSET MANAGEMENT INC 725,000 7,083,000 12.24%
4 FIR TREE CAPITAL MANAGEMENT LP 675,000 6,676,000 11.54%
5 Assured Investment Management LLC 603,315 5,967,000 10.31%
6 DEUTSCHE BANK AG\ 596,946 5,838,000 10.09%
7 CITIGROUP INC 571,003 5,647,000 9.76%
8 HIGHBRIDGE CAPITAL MANAGEMENT LLC 250,000 2,445,000 4.23%
9 BASSO CAPITAL MANAGEMENT, L.P. 250,000 2,443,000 4.22%
10 K2 PRINCIPAL FUND, L.P. 91,074 890,000 1.54%
11 Tower Research Capital LLC (TRC) 165 2,000 0.00%
12 MORGAN STANLEY 16 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.