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DBX ETF TR
DBX ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 21 Institutional holders with a total value of $22,555,230.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 UBS Group AG 409 11,000 0.05%
3 ROYAL BANK OF CANADA 1,185 33,000 0.15%
4 MSI Financial Services Inc 1,500 41,000 0.18%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,782 49,000 0.22%
6 Argentus Capital Management, LLC 1,792 49,000 0.22%
7 SNOWDEN CAPITAL ADVISORS LLC 8,977 247,230 1.10%
8 Simplicity Solutions, LLC 9,223 254,000 1.13%
9 Cambridge Investment Research Advisors, Inc. 9,335 257,000 1.14%
10 INVESTMENT CENTERS OF AMERICA INC 13,242 365,000 1.62%
11 BANK OF AMERICA CORP /DE/ 18,883 520,000 2.31%
12 Atria Investments, Inc 19,942 549,000 2.43%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,996 633,000 2.81%
14 JANE STREET GROUP, LLC 25,359 698,000 3.09%
15 MORGAN STANLEY 41,289 1,137,000 5.04%
16 NewSquare Capital LLC 41,393 1,140,000 5.05%
17 LPL Financial LLC 60,704 1,665,000 7.38%
18 RAYMOND JAMES & ASSOCIATES 81,206 2,236,000 9.91%
19 IFC Holdings Incorporated/FL 86,439 2,380,000 10.55%
20 Sterling Global Strategies LLC 110,665 4,018,000 17.81%
21 Virtu KCG Holdings LLC 227,770 6,273,000 27.81%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.