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DBX ETF TR
DBX ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 23 Institutional holders with a total value of $27,621,316.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 3D ASSET MANAGEMENT, INC 329,333 8,477,000 30.69%
2 Virtu KCG Holdings LLC 166,983 4,298,000 15.56%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 84,921 2,186,000 7.91%
4 RAYMOND JAMES & ASSOCIATES 68,013 1,751,000 6.34%
5 IFC Holdings Incorporated/FL 66,998 1,720,000 6.23%
6 Atria Investments, Inc 60,500 1,557,000 5.64%
7 JANE STREET GROUP, LLC 46,552 1,198,000 4.34%
8 CITADEL ADVISORS LLC 41,328 1,064,000 3.85%
9 NewSquare Capital LLC 38,042 979,000 3.54%
10 MORGAN STANLEY 31,600 814,000 2.95%
11 BANK OF AMERICA CORP /DE/ 31,055 800,000 2.90%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 28,596 736,000 2.66%
13 LPL Financial LLC 27,787 718,000 2.60%
14 INVESTMENT CENTERS OF AMERICA INC 13,242 341,000 1.23%
15 Simplicity Solutions, LLC 11,665 300,000 1.09%
16 Cambridge Investment Research Advisors, Inc. 8,220 212,000 0.77%
17 SNOWDEN CAPITAL ADVISORS LLC 7,860 202,316 0.73%
18 WELLS FARGO & COMPANY/MN 4,500 116,000 0.42%
19 UBS Group AG 1,602 41,000 0.15%
20 ROYAL BANK OF CANADA 1,560 40,000 0.14%
21 MSI Financial Services Inc 1,500 39,000 0.14%
22 SEI INVESTMENTS CO 1,243 32,000 0.12%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.