| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 127,339 | 494,000 | 56.98% | ||
| 2 | HighTower Advisors, LLC | 40,000 | 155,000 | 17.88% | ||
| 3 | JANE STREET GROUP, LLC | 20,154 | 78,000 | 9.00% | ||
| 4 | Callahan Advisors, LLC | 15,200 | 59,000 | 6.81% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,605 | 33,000 | 3.81% | ||
| 6 | BANK OF MONTREAL /CAN/ | 4,100 | 16,000 | 1.85% | ||
| 7 | Manchester Capital Management LLC | 4,050 | 16,000 | 1.85% | ||
| 8 | UBS Group AG | 3,011 | 12,000 | 1.38% | ||
| 9 | DEUTSCHE BANK AG\ | 125,732 | 4,000 | 0.46% | PRN | |
| 10 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 11 | Tower Research Capital LLC (TRC) | 100 | 0 | 0.00% | ||
| 12 | CITIGROUP INC | 51 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
