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ANGLOGOLD ASHANTI LIMITED
ANGLOGOLD ASHANTI LIMITED. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 212 Institutional holders with a total value of $3,163,335,012.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 Tradewinds Global Investors, LLC 14,352 247,000 0.01%
152 Princeton Alpha Management LP 14,228 245,000 0.01%
153 Zurcher Kantonalbank (Zurich Cantonalbank) 14,200 244,000 0.01%
154 RAYMOND JAMES & ASSOCIATES 13,786 237,000 0.01%
155 BAILARD, INC. 13,000 224,000 0.01%
156 Global X Management CO LLC 12,535 216,000 0.01%
157 NOMURA HOLDINGS INC 11,599 200,000 0.01%
158 Cubist Systematic Strategies, LLC 11,526 198,000 0.01%
159 Point View Wealth Management, Inc. 11,098 191,000 0.01%
160 Walleye Trading LLC 10,600 182,000 0.01% Call
161 Walleye Trading LLC 10,000 173,000 0.01% Put
162 Lombard Odier Asset Management (Switzerland) SA 8,691 150,000 0.00%
163 NORDEA INVESTMENT MANAGEMENT AB 7,700 133,000 0.00%
164 Quantbot Technologies LP 7,534 129,000 0.00%
165 AMERIPRISE FINANCIAL INC 5,137 88,000 0.00%
166 PEAK6 Group LLC 5,000 86,000 0.00% Call
167 D.A. DAVIDSON & CO. 4,547 78,000 0.00%
168 FIRST MANHATTAN CO. LLC. 4,470 76,000 0.00%
169 PEAK6 Group LLC 4,000 69,000 0.00% Put
170 BHF Kleinwort Benson Group S.A. 5,500 68,000 0.00%
171 BESSEMER GROUP INC 3,600 62,000 0.00%
172 PEAR TREE ADVISORS INC 3,117 54,000 0.00%
173 LAZARD ASSET MANAGEMENT LLC 2,911 50,000 0.00%
174 AGF Investments America Inc. 2,800 48,000 0.00%
175 Daiwa Securities Group Inc. 2,800 48,000 0.00%
176 HAP Trading, LLC 386,300 48,000 0.00% Put
177 Hexavest Inc. 2,719 47,000 0.00%
178 NEXT Financial Group, Inc 2,200 39,000 0.00%
179 BNP PARIBAS FINANCIAL MARKETS 2,203 37,914 0.00%
180 PNC FINANCIAL SERVICES GROUP, INC. 2,000 35,000 0.00%
181 DEUTSCHE BANK AG\ 2,000 34,000 0.00% Put
182 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 2,000 34,000 0.00%
183 Advisors Asset Management, Inc. 1,894 33,000 0.00%
184 BlackRock Fund Advisors 1,172 20,000 0.00%
185 US BANCORP \DE\ 1,111 19,000 0.00%
186 Invictus RG Pte. Ltd. 1,049 18,000 0.00%
187 OPTIMUM INVESTMENT ADVISORS 1,000 17,000 0.00%
188 BRAVE ASSET MANAGEMENT INC 1,000 17,000 0.00%
189 Creative Planning 892 15,000 0.00%
190 UBS AG 900 15,000 0.00% Put
191 AMERICAN INTERNATIONAL GROUP, INC. 738 12,701 0.00%
192 Jefferies Group LLC 678 12,000 0.00%
193 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 668 11,000 0.00%
194 LADENBURG THALMANN FINANCIAL SERVICES INC. 525 9,000 0.00%
195 WHITTIER TRUST CO OF NEVADA INC 500 9,000 0.00%
196 TORONTO DOMINION BANK 450 8,000 0.00%
197 Tower Research Capital LLC (TRC) 486 8,000 0.00%
198 WHITTIER TRUST CO 403 7,000 0.00%
199 ENTERPRISE FINANCIAL SERVICES CORP 348 6,000 0.00%
200 FIFTH THIRD BANCORP 338 6,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.