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SCHWAB FUNDAMENTAL
SCHWAB FUNDAMENTAL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 30 Institutional holders with a total value of $351,119,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisory Services Network, LLC 10 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 CITIGROUP INC 20 0 0.00%
4 IFP ADVISORS, INC 57 1,000 0.00%
5 ROYAL BANK OF CANADA 242 5,000 0.00%
6 BlackRock Finance, Inc. 381 8,000 0.00%
7 Creative Planning 850 18,000 0.01%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,199 25,000 0.01%
9 Tower Research Capital LLC (TRC) 2,322 48,000 0.01%
10 Argentus Capital Management, LLC 4,739 98,000 0.03%
11 PITTENGER & ANDERSON INC 6,339 131,000 0.04%
12 VALLEY NATIONAL ADVISERS INC 7,847 163,000 0.05%
13 Commonwealth Equity Services, Inc 11,379 236,000 0.07%
14 PARSONS CAPITAL MANAGEMENT INC/RI 19,919 413,000 0.12%
15 CAHILL FINANCIAL ADVISORS INC 27,312 567,000 0.16%
16 GIRARD SECURITIES, INC. 38,795 806,000 0.23%
17 Financial Architects, Inc 40,960 849,000 0.24%
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 44,318 919,000 0.26%
19 AVALON CAPITAL MANAGEMENT 72,825 1,510,000 0.43%
20 Kinsight, LLC 73,083 1,515,000 0.43%
21 BANK OF AMERICA CORP /DE/ 76,583 1,588,000 0.45%
22 Virtu KCG Holdings LLC 85,721 1,777,000 0.51%
23 ASSET DEDICATION, LLC 94,621 1,961,000 0.56%
24 CABOT WEALTH MANAGEMENT INC 128,629 2,666,000 0.76%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 281,295 5,837,000 1.66%
26 JANE STREET GROUP, LLC 293,143 6,077,000 1.73%
27 FOSTER & MOTLEY INC 578,769 11,998,000 3.42%
28 UNITED SERVICES AUTOMOBILE ASSOCIATION 678,706 14,070,000 4.01%
29 Vigilant Capital Management, LLC 881,033 18,264,000 5.20%
30 Charles Schwab Investment Advisory, Inc. 13,486,206 279,569,000 79.62%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.