| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 623 | 36,000 | 37.33% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 29,000 | 30.07% | ||
| 3 | Tower Research Capital LLC (TRC) | 284 | 16,000 | 16.59% | ||
| 4 | NATIONAL PLANNING CORP | 268 | 15,429 | 16.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
