Dark
Light
System
Security
ANNALY CAPITAL MANAGEMENT INC COM
ANNALY CAPITAL MANAGEMENT INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 547 Institutional holders with a total value of $5,971,178,809.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 75,189,032 789,483,000 13.22%
2 BlackRock Fund Advisors 53,710,700 563,962,000 9.44%
3 BlackRock Institutional Trust Company, N.A. 28,135,676 295,425,000 4.95%
4 FMR LLC 25,223,574 264,848,000 4.44%
5 STATE STREET CORP 25,127,052 263,835,000 4.42%
6 LSV ASSET MANAGEMENT 19,221,129 201,821,000 3.38%
7 APG Asset Management N.V. 12,474,210 130,979,000 2.19%
8 Invesco Ltd. 10,454,069 109,766,000 1.84%
9 NORGES BANK 9,437,438 94,645,000 1.59%
10 BlackRock Group LTD 8,754,683 91,925,000 1.54%
11 GEODE CAPITAL MANAGEMENT, LLC 7,891,775 82,832,000 1.39%
12 GOLDMAN SACHS GROUP INC 7,843,687 82,359,000 1.38%
13 BANK OF AMERICA CORP /DE/ 7,622,575 80,037,000 1.34%
14 ROCKEFELLER FINANCIAL SERVICES INC 7,232,120 75,937,000 1.27%
15 NORTHERN TRUST CORP 7,202,638 75,627,000 1.27%
16 RENAISSANCE TECHNOLOGIES LLC 7,030,109 73,816,000 1.24%
17 THOMPSON SIEGEL & WALMSLEY LLC 6,690,506 70,250,000 1.18%
18 EDGE ASSET MANAGEMENT, INC 6,564,032 68,922,000 1.15%
19 UBS Group AG 6,563,248 68,915,000 1.15%
20 Legal & General Group Plc 6,433,383 67,511,000 1.13%
21 Sterling Capital Management LLC 6,335,788 66,526,000 1.11%
22 WELLS FARGO & COMPANY/MN 5,725,179 60,114,000 1.01%
23 LOS ANGELES CAPITAL MANAGEMENT LLC 5,688,228 59,726,000 1.00%
24 TD ASSET MANAGEMENT INC 5,532,239 58,089,000 0.97%
25 JFB Holdings Corp 5,365,135 56,334,000 0.94%
26 TIAA CREF INVESTMENT MANAGEMENT LLC 5,172,884 54,315,000 0.91%
27 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 5,092,931 53,476,000 0.90%
28 Alberta Investment Management Corp 4,965,200 52,135,000 0.87%
29 Bank of New York Mellon Corp 4,602,827 48,328,000 0.81%
30 JANUS HENDERSON INVESTORS US LLC 4,290,686 45,052,000 0.75%
31 CITIGROUP INC 4,190,537 44,001,000 0.74%
32 MORGAN STANLEY 4,007,420 42,078,000 0.70%
33 PARAMETRIC PORTFOLIO ASSOCIATES LLC 3,994,284 41,940,000 0.70%
34 NN INVESTMENT PARTNERS HOLDINGS N.V. 3,821,811 40,129,000 0.67%
35 BESSEMER GROUP INC 3,620,480 38,015,000 0.64%
36 DEUTSCHE BANK AG\ 3,606,346 37,864,000 0.63%
37 Sumitomo Mitsui Trust Group, Inc. 3,178,374 33,373,000 0.56%
38 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 3,092,703 32,474,000 0.54%
39 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 3,065,703 32,190,000 0.54%
40 Mitsubishi UFJ Trust & Banking Corp 3,053,551 32,062,000 0.54%
41 ANALYTIC INVESTORS, LLC 2,834,822 29,765,000 0.50%
42 BARCLAYS PLC 2,810,374 29,508,000 0.49%
43 TWO SIGMA INVESTMENTS, LP 2,793,280 29,329,000 0.49%
44 Allianz Asset Management GmbH 2,713,639 28,448,000 0.48%
45 MARTINGALE ASSET MANAGEMENT L P 2,644,750 27,771,000 0.47%
46 NEW YORK STATE COMMON RETIREMENT FUND 2,629,386 27,609,000 0.46%
47 PRUDENTIAL FINANCIAL INC 2,521,138 26,472,000 0.44%
48 ACADIAN ASSET MANAGEMENT LLC 2,501,764 26,270,000 0.44%
49 PUTNAM INVESTMENTS LLC 2,294,743 24,095,000 0.40%
50 EMERALD ACQUISITION LTD. 2,289,362 24,022,000 0.40%
Page 1 of 11

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.