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ANNALY CAPITAL MANAGEMENT INC COM
ANNALY CAPITAL MANAGEMENT INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 547 Institutional holders with a total value of $5,971,178,809.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Orion Porfolio Solutions, LLC 1 0 0.00%
2 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 0 0 0.00%
3 HAP Trading, LLC 50,600 0 0.00% Call
4 Commonwealth Financial Services, LLC 45 0 0.00%
5 MARK SHEPTOFF FINANCIAL PLANNING, LLC 37 0 0.00%
6 UBS Group AG 100 1,000 0.00% Put
7 CUTLER GROUP LLC / CA 1,200 1,000 0.00% Call
8 ZIONS BANCORPORATION 236 2,000 0.00%
9 RAYMOND JAMES & ASSOCIATES 12,700 2,000 0.00% Call
10 CUTLER GROUP LLC / CA 8,100 2,000 0.00% Put
11 Community Bank, N.A. 200 2,000 0.00%
12 SRH ADVISORS, LLC 230 2,000 0.00%
13 DUBUQUE BANK & TRUST CO 290 3,000 0.00%
14 Tower Research Capital LLC (TRC) 321 3,000 0.00%
15 Allworth Financial LP 307 3,000 0.00%
16 ARMBRUSTER CAPITAL MANAGEMENT, INC. 300 3,000 0.00%
17 WOODMONT INVESTMENT COUNSEL LLC 270 3,000 0.00%
18 MCF Advisors LLC 310 3,000 0.00%
19 Compagnie Lombard Odier SCmA 300 3,000 0.00%
20 MARKSTON INTERNATIONAL LLC 400 4,000 0.00%
21 D'Orazio & Associates, Inc. 400 4,000 0.00%
22 HOWE & RUSLING INC 450 5,000 0.00% PRN
23 SARGENT BICKHAM LAGUDIS LLC 500 5,000 0.00%
24 LEBENTHAL ASSET MANAGEMENT, LLC 450 5,000 0.00%
25 D. SCOTT NEAL, INC. 500 5,000 0.00% PRN
26 Winslow, Evans & Crocker, Inc. 500 5,250 0.00%
27 WealthTrust-Arizona, LLC 661 7,000 0.00%
28 Winfield Associates, Inc. 688 7,000 0.00%
29 FIRST INTERSTATE BANK 800 8,000 0.00%
30 Gradient Investments LLC 900 9,000 0.00%
31 Cordasco Financial Network 830 9,000 0.00%
32 EDMOND DE ROTHSCHILD HOLDING S.A. 940 10,000 0.00%
33 BRONFMAN E.L. ROTHSCHILD, L.P. 932 10,000 0.00%
34 EDMOND DE ROTHSCHILD (SUISSE) S.A. 940 10,000 0.00%
35 American Research & Management Co. 1,000 11,000 0.00%
36 WHITTIER TRUST CO 1,000 11,000 0.00%
37 WASHINGTON TRUST BANK 1,000 11,000 0.00%
38 Joel Isaacson & Co., LLC 1,085 11,000 0.00%
39 Capital Advisors, Ltd. LLC 1,000 11,000 0.00%
40 TAYLOR WEALTH MANAGEMENT PARTNERS 1,155 12,000 0.00%
41 Winch Advisory Services, LLC 1,348 14,000 0.00%
42 CRIBSTONE CAPITAL MANAGEMENT, LLC 1,333 14,000 0.00%
43 RISK PARADIGM GROUP, LLC 1,400 14,700 0.00%
44 ENTERPRISE FINANCIAL SERVICES CORP 1,448 15,000 0.00%
45 Tradewinds Capital Management, LLC 1,405 15,000 0.00%
46 AGF INVESTMENTS INC. 1,500 16,000 0.00%
47 MV CAPITAL MANAGEMENT, INC. 1,511 16,000 0.00%
48 Vantage Investment Advisors, LLC 1,532 16,000 0.00%
49 MUFG Americas Holdings Corp 1,518 16,000 0.00%
50 FineMark National Bank & Trust 1,500 16,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.