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ANNALY CAPITAL MANAGEMENT INC COM
ANNALY CAPITAL MANAGEMENT INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 582 Institutional holders with a total value of $5,525,033,435.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Commonwealth Financial Services, LLC 45 0 0.00%
2 HAP Trading, LLC 51,100 0 0.00% Call
3 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 0 0 0.00%
4 MARK SHEPTOFF FINANCIAL PLANNING, LLC 37 0 0.00%
5 D. SCOTT NEAL, INC. 113 1,000 0.00% PRN
6 UBS Group AG 100 1,000 0.00% Put
7 Parkside Financial Bank & Trust 108 1,000 0.00%
8 Baystate Wealth Management LLC 106 1,000 0.00%
9 Avior Wealth Management, LLC 107 1,000 0.00%
10 HOWE & RUSLING INC 100 1,000 0.00% PRN
11 ZIONS BANCORPORATION 239 2,000 0.00%
12 CUTLER GROUP LLC / CA 181,100 2,000 0.00% Call
13 ASSETMARK, INC 160 2,000 0.00%
14 Community Bank, N.A. 200 2,000 0.00%
15 GLOBAL RETIREMENT PARTNERS, LLC 160 2,000 0.00%
16 SRH ADVISORS, LLC 230 2,000 0.00%
17 VALLEY NATIONAL ADVISERS INC 200 2,000 0.00%
18 CUTLER GROUP LLC / CA 8,100 2,000 0.00% Put
19 LEE FINANCIAL CORP 197 2,000 0.00%
20 CSS LLC/IL 200 2,000 0.00% Put
21 Compagnie Lombard Odier SCmA 300 3,000 0.00%
22 Lenox Wealth Management, Inc. 300 3,000 0.00%
23 ARMBRUSTER CAPITAL MANAGEMENT, INC. 300 3,000 0.00%
24 QUADRANT CAPITAL GROUP LLC 347 3,000 0.00%
25 Allworth Financial LP 307 3,000 0.00%
26 Cordasco Financial Network 345 3,000 0.00%
27 DUBUQUE BANK & TRUST CO 290 3,000 0.00%
28 MCF Advisors LLC 310 3,000 0.00%
29 Twin Tree Management, LP 362 4,000 0.00%
30 MARKSTON INTERNATIONAL LLC 400 4,000 0.00%
31 ACROSPIRE INVESTMENT MANAGEMENT LLC 490 5,000 0.00%
32 BB&T INVESTMENT SERVICES, INC. 487 5,000 0.00%
33 SARGENT BICKHAM LAGUDIS LLC 500 5,000 0.00%
34 CASCADE INVESTMENT ADVISORS, INC. 550 5,483 0.00%
35 WealthTrust-Arizona, LLC 673 7,000 0.00%
36 Winfield Associates, Inc. 688 7,000 0.00%
37 Tower Research Capital LLC (TRC) 700 7,000 0.00%
38 EARNEST PARTNERS LLC 664 7,000 0.00%
39 EDMOND DE ROTHSCHILD HOLDING S.A. 940 9,000 0.00%
40 CLEAR PERSPECTIVE ADVISORS, LLC 875 9,000 0.00%
41 WHITTIER TRUST CO 1,000 10,000 0.00%
42 PACIFIC CENTER FOR FINANCIAL SERVICES 1,042 10,000 0.00%
43 Tradewinds Capital Management, LLC 984 10,000 0.00%
44 WASHINGTON TRUST BANK 1,000 10,000 0.00%
45 Gradient Investments LLC 1,000 10,000 0.00%
46 Twin Tree Management, LP 1,000 10,000 0.00% Call
47 BRONFMAN E.L. ROTHSCHILD, L.P. 1,032 10,000 0.00%
48 CRIBSTONE CAPITAL MANAGEMENT, LLC 976 10,000 0.00%
49 Orion Porfolio Solutions, LLC 974 10,000 0.00%
50 BENJAMIN F. EDWARDS & COMPANY, INC. 1,000 10,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.