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ANWORTH MTG ASSET CORP
ANWORTH MTG ASSET CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 142 Institutional holders with a total value of $275,459,142.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST INTERSTATE BANK 162 1,000 0.00%
2 IFP ADVISORS, INC 104 1,000 0.00%
3 MUFG Americas Holdings Corp 436 2,000 0.00%
4 TCI Wealth Advisors, Inc. 492 2,000 0.00%
5 Hillsdale Investment Management Inc. 520 3,000 0.00%
6 PENSERRA CAPITAL MANAGEMENT LLC 1,214 5,000 0.00%
7 FIFTH THIRD BANCORP 1,598 8,000 0.00%
8 BARCLAYS PLC 2,111 10,000 0.00%
9 Smithfield Trust Co 2,000 10,000 0.00%
10 GENEOS WEALTH MANAGEMENT INC. 2,213 10,000 0.00%
11 COMMONWEALTH BANK OF AUSTRALIA 2,145 11,000 0.00%
12 Parkside Financial Bank & Trust 2,152 11,000 0.00%
13 GLENMEDE TRUST CO NA 2,497 12,000 0.00%
14 Quantbot Technologies LP 2,790 13,000 0.00%
15 CAPITAL GUARDIAN TRUST CO 2,754 14,000 0.01%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,200 21,000 0.01%
17 Tower Research Capital LLC (TRC) 4,821 24,000 0.01%
18 NEXT Financial Group, Inc 4,810 24,000 0.01%
19 CANADA LIFE ASSURANCE Co 4,913 24,000 0.01%
20 ADVISOR GROUP, INC. 5,400 27,000 0.01%
21 Advisors Asset Management, Inc. 5,710 28,000 0.01%
22 US BANCORP \DE\ 5,759 28,000 0.01%
23 ACROSPIRE INVESTMENT MANAGEMENT LLC 6,856 34,000 0.01%
24 BNP PARIBAS FINANCIAL MARKETS 7,833 38,538 0.01%
25 BESSEMER GROUP INC 8,000 39,000 0.01%
26 MSI Financial Services Inc 8,076 40,000 0.01%
27 Zurcher Kantonalbank (Zurich Cantonalbank) 8,285 41,000 0.01%
28 AMALGAMATED BANK 10,483 52,000 0.02%
29 Magnetar Financial LLC 11,462 56,000 0.02%
30 QS Investors, LLC 12,042 59,000 0.02%
31 Highlander Capital Management, LLC 12,850 63,000 0.02%
32 MENTA CAPITAL LLC 13,010 64,000 0.02%
33 Dynamic Technology Lab Private Ltd 13,105 65,000 0.02%
34 Creative Planning 14,318 70,000 0.03%
35 Cetera Advisors LLC 14,620 73,000 0.03%
36 J.P. Morgan Private Wealth Advisors LLC 14,900 73,000 0.03%
37 Legal & General Group Plc 14,790 73,000 0.03%
38 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 14,969 74,000 0.03%
39 Diligent Investors, LLC 14,935 74,000 0.03%
40 Virtu KCG Holdings LLC 15,501 76,000 0.03%
41 IFC Holdings Incorporated/FL 15,664 78,000 0.03%
42 SUNTRUST BANKS INC 16,270 80,000 0.03%
43 ALPINE WOODS CAPITAL INVESTORS, LLC 17,000 84,000 0.03%
44 Jefferies Group LLC 17,294 85,000 0.03%
45 PRINCIPAL FINANCIAL GROUP INC 18,141 89,000 0.03%
46 Raymond James Financial Services Advisors, Inc. 19,300 95,000 0.03%
47 AMERIPRISE FINANCIAL INC 22,480 111,000 0.04%
48 Quantitative Systematic Strategies LLC 22,571 112,000 0.04%
49 SG Americas Securities, LLC 22,672 112,000 0.04%
50 D. E. Shaw & Co., Inc. 27,994 138,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.