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APOLLO COML REAL EST FIN INC
APOLLO COML REAL EST FIN INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 186 Institutional holders with a total value of $783,724,673.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cowen Prime Services LLC 13 0 0.00%
2 CUTLER GROUP LLC / CA 900 0 0.00% Put
3 CUTLER GROUP LLC / CA 1,000 0 0.00% Call
4 SIMPLEX TRADING, LLC 16 0 0.00%
5 TCI Wealth Advisors, Inc. 71 1,000 0.00% PRN
6 WFG Advisors, LP 75 1,000 0.00%
7 PROFICIO CAPITAL PARTNERS LLC 65 1,000 0.00%
8 Financial Architects, Inc 83 1,000 0.00% PRN
9 DREMAN VALUE MANAGEMENT, L L C 128 2,000 0.00%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 100 2,000 0.00%
11 PIEDMONT INVESTMENT ADVISORS INC 195 3,192 0.00%
12 Carroll Financial Associates, Inc. 300 4,000 0.00%
13 HERNDON CAPITAL MANAGEMENT LLC 379 6,000 0.00%
14 MSI Financial Services Inc 382 6,000 0.00%
15 ENTERPRISE FINANCIAL SERVICES CORP 631 10,000 0.00%
16 NEXT Financial Group, Inc 875 14,000 0.00%
17 Clearbridge Investments, LLC 1,000 16,000 0.00%
18 FIRST MANHATTAN CO. LLC. 1,000 16,000 0.00%
19 PENSERRA CAPITAL MANAGEMENT LLC 1,025 16,000 0.00%
20 BALDWIN WEALTH PARTNERS LLC/MA 1,000 16,000 0.00%
21 SONORA INVESTMENT MANAGEMENT, LLC 1,000 16,370 0.00%
22 Point72 Hong Kong Ltd 1,142 19,000 0.00%
23 Zurcher Kantonalbank (Zurich Cantonalbank) 1,275 21,000 0.00%
24 Advisors Asset Management, Inc. 1,267 21,000 0.00%
25 INTEGRATED WEALTH MANAGEMENT 1,500 25,000 0.00%
26 GENEOS WEALTH MANAGEMENT INC. 1,787 29,000 0.00%
27 ENVESTNET ASSET MANAGEMENT INC 1,845 30,000 0.00%
28 GLENMEDE TRUST CO NA 2,200 36,000 0.00%
29 GAM Holding AG 2,400 39,000 0.00%
30 SPHINX TRADING, LP 3,002 49,000 0.01%
31 FIFTH THIRD BANCORP 3,000 49,000 0.01%
32 US BANCORP \DE\ 3,465 57,000 0.01%
33 Edge Wealth Management LLC 3,564 58,000 0.01% SH
34 MYCIO WEALTH PARTNERS, LLC 4,444 73,000 0.01%
35 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 3,142 75,000 0.01%
36 AllSquare Wealth Management LLC 5,000 82,000 0.01%
37 FineMark National Bank & Trust 6,000 98,000 0.01%
38 BANK OF MONTREAL /CAN/ 6,355 104,000 0.01%
39 CANADA LIFE ASSURANCE Co 6,848 112,000 0.01%
40 PNC FINANCIAL SERVICES GROUP, INC. 7,034 116,000 0.01%
41 ADVISOR GROUP, INC. 8,075 132,000 0.02%
42 IFP ADVISORS, INC 8,989 147,000 0.02%
43 Legal & General Group Plc 9,542 156,000 0.02%
44 SUNTRUST BANKS INC 10,680 174,000 0.02%
45 FOUNDERS FINANCIAL SECURITIES LLC 11,385 186,000 0.02%
46 Horizon Investments, LLC 11,588 190,000 0.02%
47 GSA CAPITAL PARTNERS LLP 11,900 195,000 0.02%
48 CITADEL ADVISORS LLC 12,000 196,000 0.03% Call
49 SPINNAKER TRUST 12,100 197,000 0.03%
50 THRIVENT FINANCIAL FOR LUTHERANS 12,500 205,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.