Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 5 Institutional holders with a total value of $10,667,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HOLLENCREST CAPITAL MANAGEMENT 229,020 5,913,000 55.43%
2 FIRST FOUNDATION ADVISORS 95,577 2,468,000 23.14%
3 DUMONT & BLAKE INVESTMENT ADVISORS LLC 39,143 1,011,000 9.48%
4 J.P. Morgan Private Wealth Advisors LLC 37,300 963,000 9.03%
5 PINNACLE ASSOCIATES LTD 12,089 312,000 2.92%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.