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ARES CAPITAL CORP
ARES CAPITAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 339 Institutional holders with a total value of $2,741,486,216.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 ROYAL BANK OF CANADA 234,958 4,140,000 0.15%
102 NEW ENGLAND ASSET MANAGEMENT INC 225,900 3,980,000 0.15%
103 BlackRock Investment Management, LLC 221,646 3,905,000 0.14%
104 LPL Financial LLC 219,970 3,876,000 0.14%
105 Legal & General Group Plc 219,071 3,860,000 0.14%
106 Commonwealth Equity Services, Inc 218,995 3,859,000 0.14%
107 Baltimore-Washington Financial Advisors, Inc. 216,857 3,821,000 0.14%
108 STATE OF WISCONSIN INVESTMENT BOARD 211,255 3,722,000 0.14%
109 PEAK6 Group LLC 208,100 3,667,000 0.13% Call
110 DAVIDSON & GARRARD INC 206,318 3,635,000 0.13%
111 Grandeur Peak Global Advisors, LLC 200,180 3,527,000 0.13%
112 TEACHERS ADVISORS, LLC 193,650 3,412,000 0.12%
113 Sumitomo Mitsui DS Asset Management Company, Ltd 185,770 3,273,000 0.12%
114 ADVISORY RESEARCH INC 185,770 3,273,000 0.12%
115 GEODE CAPITAL MANAGEMENT, LLC 182,879 3,222,000 0.12%
116 First Allied Advisory Services, Inc. 179,617 3,216,000 0.12%
117 ALLEGHANY CORP /DE 178,907 3,152,000 0.11%
118 LSV ASSET MANAGEMENT 176,660 3,112,000 0.11%
119 Boston Partners 173,500 3,057,000 0.11%
120 Janney Montgomery Scott LLC 169,769 2,991,330 0.11%
121 RHUMBLINE ADVISERS 166,441 2,933,000 0.11%
122 NEW VERNON INVESTMENT MANAGEMENT LLC 165,500 2,916,000 0.11%
123 SUSQUEHANNA INTERNATIONAL GROUP, LLP 165,300 2,913,000 0.11% Put
124 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 162,718 2,867,000 0.10%
125 PALISADE CAPITAL MANAGEMENT, LP 161,450 2,845,000 0.10%
126 LADENBURG THALMANN FINANCIAL SERVICES INC. 157,940 2,783,000 0.10%
127 SG Americas Securities, LLC 156,379 2,755,000 0.10%
128 GUGGENHEIM CAPITAL LLC 156,143 2,753,000 0.10%
129 NOMURA HOLDINGS INC 144,765 2,551,000 0.09%
130 AMERICAN INTERNATIONAL GROUP, INC. 142,575 2,512,172 0.09%
131 IMPAX ASSET MANAGEMENT LLC 140,000 2,467,000 0.09%
132 Fernwood Investment Management, LLC 138,977 2,449,000 0.09%
133 VSR Financial Services, Inc. 137,730 2,427,000 0.09%
134 BHF Kleinwort Benson Group S.A. 137,048 2,415,000 0.09%
135 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 136,997 2,414,000 0.09%
136 J.P. Morgan Private Wealth Advisors LLC 132,160 2,329,000 0.08%
137 Weiss Multi-Strategy Advisers LLC 126,660 2,232,000 0.08%
138 Sterling Capital Management LLC 122,764 2,163,000 0.08%
139 VOYA INVESTMENT MANAGEMENT LLC 121,396 2,139,000 0.08%
140 RAYMOND JAMES & ASSOCIATES 121,157 2,135,000 0.08%
141 BROWN ADVISORY INC 118,839 2,094,000 0.08%
142 Fiera Capital Corp 110,200 1,942,000 0.07%
143 CITIGROUP INC 109,473 1,929,000 0.07%
144 WHITTIER TRUST CO 107,709 1,897,000 0.07%
145 REGIONS FINANCIAL CORP 107,115 1,887,000 0.07%
146 MUFG Americas Holdings Corp 97,126 1,711,000 0.06%
147 Cambridge Investment Research Advisors, Inc. 96,780 1,705,000 0.06%
148 KENNEDY CAPITAL MANAGEMENT LLC 92,726 1,634,000 0.06%
149 HSBC HOLDINGS PLC 91,430 1,611,000 0.06%
150 Glaxis Capital Management, LLC 88,600 1,561,000 0.06%
Page 3 of 7

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.