Dark
Light
System
Security
ARES COML REAL ESTATE CORP
ARES COML REAL ESTATE CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 106 Institutional holders with a total value of $236,488,930.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 PRUDENTIAL FINANCIAL INC 46,730 612,000 0.26%
52 ROYAL BANK OF CANADA 46,452 609,000 0.26%
53 UBS Group AG 43,176 565,000 0.24%
54 DEUTSCHE BANK AG\ 42,472 553,000 0.23%
55 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 41,900 549,000 0.23%
56 TWO SIGMA INVESTMENTS, LP 37,462 490,000 0.21%
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,256 461,000 0.19%
58 HighTower Advisors, LLC 34,252 448,000 0.19%
59 MACKENZIE FINANCIAL CORP 31,747 416,000 0.18%
60 MARSHALL WACE NORTH AMERICA, L.P. 30,828 401,000 0.17%
61 Arete Wealth Advisors, LLC 30,334 397,000 0.17%
62 PRELUDE CAPITAL MANAGEMENT, LLC 29,817 390,000 0.16%
63 RHUMBLINE ADVISERS 29,808 390,000 0.16%
64 ARES MANAGEMENT LLC 29,386 384,000 0.16%
65 PRICE T ROWE ASSOCIATES INC /MD/ 26,284 344,000 0.15%
66 BESSEMER GROUP INC 26,200 343,000 0.15%
67 MANUFACTURERS LIFE INSURANCE COMPANY, THE 25,473 333,000 0.14%
68 NEW YORK STATE COMMON RETIREMENT FUND 24,700 323,000 0.14%
69 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 23,752 311,000 0.13%
70 FIRST TRUST ADVISORS LP 22,731 298,000 0.13%
71 Aperio Group, LLC 22,793 298,000 0.13%
72 NATIONAL PLANNING CORP 20,125 268,000 0.11%
73 BOOTHBAY FUND MANAGEMENT, LLC 19,804 259,000 0.11%
74 GOLDMAN SACHS GROUP INC 19,543 256,000 0.11%
75 METROPOLITAN LIFE INSURANCE CO/NY 17,765 233,000 0.10%
76 AMERICAN INTERNATIONAL GROUP, INC. 16,619 218,000 0.09%
77 Nationwide Fund Advisors 16,686 218,000 0.09%
78 ASSETMARK, INC 16,612 217,000 0.09%
79 CITADEL ADVISORS LLC 16,324 214,000 0.09%
80 ClariVest Asset Management LLC 15,494 203,000 0.09%
81 A.R.T. Advisors, LLC 11,843 155,000 0.07%
82 TUDOR INVESTMENT CORP ET AL 10,451 137,000 0.06%
83 Edge Wealth Management LLC 10,000 132,000 0.06%
84 Jefferies Group LLC 10,045 131,000 0.06%
85 STRS OHIO 8,300 108,000 0.05%
86 JPMORGAN CHASE & CO 8,032 105,000 0.04%
87 Legal & General Group Plc 6,622 88,000 0.04%
88 CITIGROUP INC 4,208 55,000 0.02%
89 BNP PARIBAS FINANCIAL MARKETS 3,890 50,920 0.02%
90 Ameritas Investment Partners, Inc. 2,562 34,000 0.01%
91 Parkside Financial Bank & Trust 1,866 24,000 0.01%
92 BARCLAYS PLC 1,524 20,000 0.01%
93 NISA INVESTMENT ADVISORS, LLC 1,180 15,000 0.01%
94 ADVISOR GROUP, INC. 1,047 14,000 0.01%
95 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 1,000 13,090 0.01%
96 IFP ADVISORS, INC 813 11,000 0.00%
97 MUFG Americas Holdings Corp 750 10,000 0.00%
98 SIMPLEX TRADING, LLC 569 7,000 0.00%
99 Tower Research Capital LLC (TRC) 500 7,000 0.00%
100 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 7,000 0.00%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.