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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP . Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 21 Institutional holders with a total value of $113,516,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QCI ASSET MANAGEMENT INC/NY 226 16,000 0.01%
2 Curi Capital, LLC 1,567 113,000 0.10%
3 JAMES INVESTMENT RESEARCH, INC. 2,995 215,000 0.19%
4 FRANKLIN STREET ADVISORS INC /NC 4,100 295,000 0.26%
5 INVESTMENT MANAGEMENT OF VIRGINIA LLC 4,326 311,000 0.27%
6 Douglass Winthrop Advisors, LLC 5,595 402,000 0.35%
7 Integre Asset Management, LLC 7,381 530,000 0.47%
8 Bollard Group LLC 12,206 877,000 0.77%
9 DUMONT & BLAKE INVESTMENT ADVISORS LLC 14,460 1,039,000 0.92%
10 Hugh Johnson Advisors LLC 20,787 1,493,000 1.32%
11 MARTIN & CO INC /TN/ 44,818 3,219,000 2.84%
12 World Asset Management Inc 53,010 3,808,000 3.35%
13 Patriot Wealth Management, Inc. 55,924 4,017,000 3.54%
14 PILLAR PACIFIC CAPITAL MANAGEMENT LLC 72,369 5,199,000 4.58%
15 EAGLE GLOBAL ADVISORS LLC 78,605 5,646,000 4.97%
16 Curi Capital, LLC 79,000 5,675,000 5.00% Put
17 MENDON CAPITAL ADVISORS CORP 150,000 10,774,000 9.49% Put
18 MATRIX ASSET ADVISORS INC/NY 165,395 11,880,000 10.47%
19 SVB WEALTH LLC 234,013 16,809,000 14.81%
20 Birch Hill Investment Advisors LLC 258,984 18,603,000 16.39%
21 Clarkston Capital Partners, LLC 314,567 22,595,000 19.90%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.