Dark
Light
System
Security
CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP . Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 23 Institutional holders with a total value of $176,175,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Clarkston Capital Partners, LLC 302,213 26,365,000 14.97%
2 Birch Hill Investment Advisors LLC 262,114 22,866,000 12.98%
3 JAMES INVESTMENT RESEARCH, INC. 255,757 22,312,000 12.66%
4 SVB WEALTH LLC 244,734 21,351,000 12.12%
5 Curi Capital, LLC 243,000 21,198,000 12.03% Put
6 MENDON CAPITAL ADVISORS CORP 225,000 19,629,000 11.14% Put
7 MATRIX ASSET ADVISORS INC/NY 140,410 12,249,000 6.95%
8 EAGLE GLOBAL ADVISORS LLC 78,830 6,877,000 3.90%
9 PILLAR PACIFIC CAPITAL MANAGEMENT LLC 72,764 6,347,000 3.60%
10 Patriot Wealth Management, Inc. 59,790 5,216,000 2.96%
11 World Asset Management Inc 47,160 4,114,000 2.34%
12 Hugh Johnson Advisors LLC 21,263 1,855,000 1.05%
13 DUMONT & BLAKE INVESTMENT ADVISORS LLC 14,475 1,263,000 0.72%
14 Bollard Group LLC 12,206 1,065,000 0.60%
15 Integre Asset Management, LLC 7,381 644,000 0.37%
16 L & S Advisors Inc 7,205 629,000 0.36%
17 Ken Stern & Associates, Inc. 6,010 524,000 0.30%
18 Douglass Winthrop Advisors, LLC 5,595 488,000 0.28%
19 INVESTMENT MANAGEMENT OF VIRGINIA LLC 4,326 377,000 0.21%
20 FRANKLIN STREET ADVISORS INC /NC 4,044 353,000 0.20%
21 CHECK CAPITAL MANAGEMENT INC/CA 2,530 221,000 0.13%
22 PETTYJOHN, WOOD & WHITE, INC 2,425 212,000 0.12%
23 QCI ASSET MANAGEMENT INC/NY 226 20,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.