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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP . Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 23 Institutional holders with a total value of $176,175,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QCI ASSET MANAGEMENT INC/NY 226 20,000 0.01%
2 PETTYJOHN, WOOD & WHITE, INC 2,425 212,000 0.12%
3 CHECK CAPITAL MANAGEMENT INC/CA 2,530 221,000 0.13%
4 FRANKLIN STREET ADVISORS INC /NC 4,044 353,000 0.20%
5 INVESTMENT MANAGEMENT OF VIRGINIA LLC 4,326 377,000 0.21%
6 Douglass Winthrop Advisors, LLC 5,595 488,000 0.28%
7 Ken Stern & Associates, Inc. 6,010 524,000 0.30%
8 L & S Advisors Inc 7,205 629,000 0.36%
9 Integre Asset Management, LLC 7,381 644,000 0.37%
10 Bollard Group LLC 12,206 1,065,000 0.60%
11 DUMONT & BLAKE INVESTMENT ADVISORS LLC 14,475 1,263,000 0.72%
12 Hugh Johnson Advisors LLC 21,263 1,855,000 1.05%
13 World Asset Management Inc 47,160 4,114,000 2.34%
14 Patriot Wealth Management, Inc. 59,790 5,216,000 2.96%
15 PILLAR PACIFIC CAPITAL MANAGEMENT LLC 72,764 6,347,000 3.60%
16 EAGLE GLOBAL ADVISORS LLC 78,830 6,877,000 3.90%
17 MATRIX ASSET ADVISORS INC/NY 140,410 12,249,000 6.95%
18 MENDON CAPITAL ADVISORS CORP 225,000 19,629,000 11.14% Put
19 Curi Capital, LLC 243,000 21,198,000 12.03% Put
20 SVB WEALTH LLC 244,734 21,351,000 12.12%
21 JAMES INVESTMENT RESEARCH, INC. 255,757 22,312,000 12.66%
22 Birch Hill Investment Advisors LLC 262,114 22,866,000 12.98%
23 Clarkston Capital Partners, LLC 302,213 26,365,000 14.97%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.