| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | W.G. Shaheen & Associates DBA Whitney & Co | 49,699 | 2,236,000 | 73.94% | ||
| 2 | HOLLENCREST CAPITAL MANAGEMENT | 10,130 | 456,000 | 15.08% | ||
| 3 | Veritable, L.P. | 5,755 | 259,000 | 8.56% | ||
| 4 | Bollard Group LLC | 1,101 | 50,000 | 1.65% | ||
| 5 | CUMBERLAND ADVISORS INC | 516 | 23,000 | 0.76% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
