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ARROW FINL CORP
ARROW FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 81 Institutional holders with a total value of $130,889,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARROW FINANCIAL CORP 1,385,095 36,803,000 28.12%
2 BlackRock Institutional Trust Company, N.A. 502,741 13,358,000 10.21%
3 VANGUARD GROUP INC 458,812 12,191,000 9.31%
4 DIMENSIONAL FUND ADVISORS LP 382,015 10,150,000 7.75%
5 RENAISSANCE TECHNOLOGIES LLC 294,186 7,817,000 5.97%
6 BlackRock Fund Advisors 290,068 7,707,000 5.89%
7 STATE STREET CORP 204,387 5,426,000 4.15%
8 NORTHERN TRUST CORP 168,583 4,479,000 3.42%
9 NORGES BANK 108,136 2,873,000 2.19%
10 J.P. Morgan Private Wealth Advisors LLC 88,016 2,339,000 1.79%
11 GEODE CAPITAL MANAGEMENT, LLC 85,995 2,284,000 1.74%
12 Bank of New York Mellon Corp 81,658 2,169,000 1.66%
13 DEUTSCHE BANK AG\ 68,511 1,819,000 1.39%
14 People's United Financial, Inc. 48,342 1,284,000 0.98%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 48,221 1,281,000 0.98%
16 WELLS FARGO & COMPANY/MN 43,816 1,165,000 0.89%
17 BlackRock Investment Management, LLC 43,473 1,155,000 0.88%
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 42,281 1,124,000 0.86%
19 PARAMETRIC PORTFOLIO ASSOCIATES LLC 40,412 1,074,000 0.82%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 37,949 1,008,000 0.77%
21 PRUDENTIAL FINANCIAL INC 33,912 901,000 0.69%
22 CREDIT SUISSE AG/ 31,421 835,000 0.64%
23 WEDGE CAPITAL MANAGEMENT L L P/NC 31,062 825,000 0.63%
24 BERGANKDV WEALTH MANAGEMENT, LLC 25,777 685,000 0.52%
25 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 23,950 636,000 0.49%
26 Swiss National Bank 20,372 524,000 0.40%
27 RHUMBLINE ADVISERS 18,729 498,000 0.38%
28 ANALYTIC INVESTORS, LLC 18,453 490,000 0.37%
29 TEACHERS ADVISORS, LLC 18,459 490,000 0.37%
30 HighTower Advisors, LLC 13,484 359,000 0.27%
31 TWO SIGMA ADVISERS, LP 13,177 350,000 0.27%
32 UNITED CAPITAL FINANCIAL ADVISORS, LLC 12,661 336,000 0.26%
33 PRICE T ROWE ASSOCIATES INC /MD/ 11,263 299,000 0.23%
34 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 11,222 298,000 0.23%
35 LSV ASSET MANAGEMENT 11,118 295,000 0.23%
36 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 10,749 286,000 0.22%
37 CITIGROUP INC 10,390 276,000 0.21%
38 NEW YORK STATE COMMON RETIREMENT FUND 10,200 271,000 0.21%
39 Invesco Ltd. 9,965 265,000 0.20%
40 COLDSTREAM CAPITAL MANAGEMENT INC 9,452 251,000 0.19%
41 MANUFACTURERS LIFE INSURANCE COMPANY, THE 9,167 245,000 0.19%
42 FIRST TRUST ADVISORS LP 9,077 241,000 0.18%
43 MARTINGALE ASSET MANAGEMENT L P 8,456 225,000 0.17%
44 Private Advisor Group, LLC 8,430 224,000 0.17%
45 LOS ANGELES CAPITAL MANAGEMENT LLC 8,378 223,000 0.17%
46 METROPOLITAN LIFE INSURANCE CO/NY 8,373 222,000 0.17%
47 ALLIANCEBERNSTEIN L.P. 7,972 212,000 0.16%
48 Nationwide Fund Advisors 7,753 206,000 0.16%
49 AMERICAN INTERNATIONAL GROUP, INC. 6,925 184,000 0.14%
50 SMITH ASSET MANAGEMENT GROUP LP 6,430 171,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.