| # | % | |||||
|---|---|---|---|---|---|---|
| 1201 | Hoxton Financial, Inc. | 40 | 5,000 | 0.00% | ||
| 1202 | Oakworth Capital, Inc. | 20 | 3,000 | 0.00% | ||
| 1203 | WELLS FARGO & COMPANY/MN | 200 | 2,000 | 0.00% | Put | |
| 1204 | Financial Advantage, Inc. | 12 | 2,000 | 0.00% | ||
| 1205 | B. Riley Wealth Advisors, Inc. | 9,287 | 1,182 | 0.00% | ||
| 1206 | Private Advisor Group, LLC | 600 | 1,000 | 0.00% | Call | |
| 1207 | BANK OF MONTREAL /CAN/ | 2,023,919 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
