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ALGONQUIN POWER & UTILITIES
ALGONQUIN POWER & UTILITIES. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 52 Institutional holders with a total value of $1,247,305,792.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 20,392,540 195,359,000 15.66%
2 BANK OF MONTREAL /CAN/ 14,216,471 136,194,000 10.92%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 8,604,401 82,430,000 6.61%
4 TD ASSET MANAGEMENT INC 8,286,307 78,908,000 6.33%
5 INTACT INVESTMENT MANAGEMENT INC. 5,944,900 75,500,000 6.05%
6 Alberta Investment Management Corp 5,612,240 71,275,000 5.71%
7 VANGUARD GROUP INC 7,327,996 70,202,000 5.63%
8 Sentry Investments Corp. 4,511,570 57,297,000 4.59%
9 SCOTIA CAPITAL INC. 5,203,757 49,698,000 3.98%
10 GUARDIAN CAPITAL LP 4,994,710 47,618,000 3.82%
11 I.G. INVESTMENT MANAGEMENT, LTD. 4,849,926 46,292,000 3.71%
12 TORONTO DOMINION BANK 4,833,786 46,161,000 3.70%
13 Capital Research Global Investors 3,933,200 37,562,000 3.01%
14 CANADA LIFE ASSURANCE Co 3,898,672 37,219,000 2.98%
15 CIBC WORLD MARKET INC. 3,255,026 31,183,000 2.50%
16 MORGAN STANLEY 3,013,134 28,867,000 2.31%
17 TWO SIGMA INVESTMENTS, LP 2,585,227 24,712,000 1.98%
18 Invesco Ltd. 2,438,244 23,357,000 1.87%
19 PUBLIC SECTOR PENSION INVESTMENT BOARD 2,318,500 22,078,000 1.77%
20 NORGES BANK 1,649,736 15,710,000 1.26%
21 BANK OF AMERICA CORP /DE/ 1,241,009 11,889,000 0.95%
22 DEUTSCHE BANK AG\ 1,192,059 11,419,000 0.92%
23 BANK OF NOVA SCOTIA 799,325 7,634,000 0.61%
24 Hexavest Inc. 692,728 6,597,000 0.53%
25 BANK OF NOVA SCOTIA TRUST CO 538,118 5,155,000 0.41%
26 HENNESSY ADVISORS INC 523,200 5,012,000 0.40%
27 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 325,148 4,129,000 0.33%
28 RENAISSANCE TECHNOLOGIES LLC 218,500 2,088,000 0.17%
29 CREDIT SUISSE AG/ 212,990 2,041,000 0.16%
30 WELLS FARGO & COMPANY/MN 206,960 1,983,000 0.16%
31 MILLENNIUM MANAGEMENT LLC 199,924 1,915,000 0.15%
32 Zurcher Kantonalbank (Zurich Cantonalbank) 195,218 1,859,000 0.15%
33 CIBC Asset Management Inc 148,440 1,415,000 0.11%
34 GOLDMAN SACHS GROUP INC 136,533 1,308,000 0.10%
35 Hillsdale Investment Management Inc. 78,670 750,000 0.06%
36 Manchester Capital Management LLC 77,310 741,000 0.06%
37 CITIGROUP INC 70,356 670,000 0.05%
38 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 60,465 575,792 0.05%
39 PCJ Investment Counsel Ltd. 60,000 571,000 0.05%
40 Legal & General Group Plc 34,952 333,000 0.03%
41 SHELL ASSET MANAGEMENT CO 21,775 277,000 0.02%
42 Bank of New York Mellon Corp 28,915 277,000 0.02%
43 Stockman Wealth Management, Inc. 27,000 259,000 0.02%
44 TORONTO DOMINION BANK 22,700 217,000 0.02% Put
45 TORONTO DOMINION BANK 12,300 117,000 0.01% Call
46 VOYA FINANCIAL ADVISORS, INC. 11,840 113,000 0.01%
47 Neuberger Berman Group LLC 10,089 97,000 0.01%
48 1832 Asset Management L.P. 10,130 97,000 0.01%
49 AGF INVESTMENTS INC. 9,040 86,000 0.01%
50 D.A. DAVIDSON & CO. 5,300 50,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.