Dark
Light
System
Security
ASCENA RETAIL GROUP INC
ASCENA RETAIL GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 264 Institutional holders with a total value of $1,966,727,339.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 US FINANCIAL ADVISORS, LLC 50 0 0.00%
2 HAP Trading, LLC 53,400 0 0.00% Call
3 Alexandria Capital, LLC 12 0 0.00%
4 ALLEGIS INVESTMENT ADVISORS, LLC 14 0 0.00%
5 JNBA Financial Advisors 100 1,000 0.00%
6 Sandy Spring Bank 84 1,000 0.00%
7 VERSANT CAPITAL MANAGEMENT, INC 160 1,000 0.00%
8 CUTLER GROUP LLC / CA 51,000 2,000 0.00% Call
9 Creative Planning 206 2,000 0.00%
10 WHITTIER TRUST CO 237 2,000 0.00%
11 BRONFMAN E.L. ROTHSCHILD, L.P. 200 2,000 0.00%
12 REILLY FINANCIAL ADVISORS, LLC 200 2,000 0.00%
13 Gemmer Asset Management LLC 298 3,000 0.00%
14 FineMark National Bank & Trust 282 3,000 0.00%
15 HOWE & RUSLING INC 280 3,000 0.00%
16 FNY Managed Accounts LLC 95 3,800 0.00% Call
17 VIRTUS CAPITAL ADVISERS, LLC 438 4,000 0.00%
18 FIFTH THIRD BANCORP 1,184 12,000 0.00%
19 MSI Financial Services Inc 1,252 12,000 0.00%
20 HUNTINGTON NATIONAL BANK 1,495 14,000 0.00%
21 BESSEMER GROUP INC 1,500 15,000 0.00%
22 IFP ADVISORS, INC 1,545 15,000 0.00%
23 Klingman & Associates, LLC 1,600 16,000 0.00%
24 Weaver C. Barksdale & Associates, Inc. 1,978 19,000 0.00%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,128 21,000 0.00%
26 US BANCORP \DE\ 2,614 26,000 0.00%
27 Parkside Financial Bank & Trust 2,869 28,000 0.00%
28 REZNY WEALTH MANAGEMENT, INC. 3,222 31,000 0.00%
29 GUPTA WEALTH MANAGEMENT LLC 3,125 31,000 0.00%
30 WOLVERINE ASSET MANAGEMENT LLC 3,700 36,000 0.00%
31 PNC FINANCIAL SERVICES GROUP, INC. 3,922 39,000 0.00%
32 Zurcher Kantonalbank (Zurich Cantonalbank) 3,951 39,000 0.00%
33 Advisors Asset Management, Inc. 4,584 45,000 0.00%
34 CANADA PENSION PLAN INVESTMENT BOARD 4,700 46,000 0.00%
35 BlackRock Japan Co. Ltd 5,559 55,000 0.00%
36 LS Investment Advisors, LLC 5,893 58,000 0.00%
37 Focused Wealth Management, Inc 6,300 62,000 0.00%
38 PRELUDE CAPITAL MANAGEMENT, LLC 7,700 76,000 0.00%
39 BANK OF AMERICA CORP /DE/ 8,400 83,000 0.00% Put
40 INTEGRAL DERIVATIVES, LLC 10,000 98,000 0.00% Put
41 Parallax Volatility Advisers, L.P. 10,060 99,000 0.01%
42 JANE STREET GROUP, LLC 10,147 100,000 0.01%
43 CUTLER GROUP LLC / CA 151,300 101,000 0.01% Put
44 FINANCIAL COUNSELORS INC 10,711 106,000 0.01%
45 BAYESIAN CAPITAL MANAGEMENT, LP 11,200 110,000 0.01%
46 BANK OF MONTREAL /CAN/ 12,818 125,000 0.01%
47 MEEDER ASSET MANAGEMENT INC 12,924 127,000 0.01%
48 HAP Trading, LLC 594,600 129,000 0.01% Put
49 NOMURA HOLDINGS INC 13,894 137,000 0.01%
50 BOOTHBAY FUND MANAGEMENT, LLC 14,052 138,000 0.01%
Page 1 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.