| # | % | |||||
|---|---|---|---|---|---|---|
| 401 | Gradient Investments LLC | 68 | 4,000 | 0.00% | ||
| 402 | Crosspoint Capital Strategies, LLC | 66 | 4,000 | 0.00% | ||
| 403 | CapWealth Advisors, LLC | 50 | 3,000 | 0.00% | ||
| 404 | DEUTSCHE BANK AG\ | 438 | 1,000 | 0.00% | Call | |
| 405 | DEUTSCHE BANK AG\ | 2 | 0 | 0.00% | Put |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
