Dark
Light
System
Security
AstraZeneca PLC Sp ADR
AstraZeneca PLC Sp ADR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 396 Institutional holders with a total value of $7,255,900,979.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 JANUS HENDERSON INVESTORS US LLC 494,027 13,912,000 0.19%
52 MANNING & NAPIER ADVISORS LLC 487,770 13,735,000 0.19%
53 AMUNDI ASSET MANAGEMENT US, INC. 446,513 12,574,000 0.17%
54 Carlson Capital, L.P. 438,300 12,343,000 0.17%
55 Grantham, Mayo, Van Otterloo & Co. LLC 408,300 11,498,000 0.16%
56 GLENMEDE TRUST CO NA 400,634 11,281,000 0.16%
57 TIAA CREF INVESTMENT MANAGEMENT LLC 398,366 11,218,000 0.15%
58 VAN ECK ASSOCIATES CORP 398,281 11,216,000 0.15%
59 FEDERATED HERMES, INC. 389,420 10,966,000 0.15%
60 TWO SIGMA INVESTMENTS, LP 386,996 10,898,000 0.15%
61 Tekla Capital Management LLC 355,800 10,019,000 0.14%
62 CRAWFORD INVESTMENT COUNSEL INC 301,675 8,495,000 0.12%
63 NORGES BANK 300,771 8,470,000 0.12%
64 FIRST TRUST ADVISORS LP 294,960 8,306,000 0.11%
65 LPL Financial LLC 282,922 8,004,000 0.11%
66 SEI INVESTMENTS CO 270,691 7,623,000 0.11%
67 HIGHLAND CAPITAL MANAGEMENT LP 266,360 7,500,000 0.10%
68 NATIXIS ADVISORS, LLC 255,779 7,203,000 0.10%
69 Allianz Asset Management GmbH 252,112 7,099,000 0.10%
70 Fisher Asset Management, LLC 233,409 6,935,000 0.10%
71 HSBC HOLDINGS PLC 229,082 6,451,000 0.09%
72 SUSQUEHANNA INTERNATIONAL GROUP, LLP 215,300 6,063,000 0.08% Put
73 GABELLI FUNDS LLC 208,900 5,883,000 0.08%
74 ALPINE WOODS CAPITAL INVESTORS, LLC 207,500 5,842,000 0.08%
75 Mirae Asset Global Investments Co., Ltd. 202,584 5,705,000 0.08%
76 Raymond James Financial Services Advisors, Inc. 197,961 5,575,000 0.08%
77 CLOUGH CAPITAL PARTNERS L P 192,218 5,413,000 0.07%
78 GUGGENHEIM CAPITAL LLC 190,470 5,363,000 0.07%
79 CITIGROUP INC 177,861 5,009,000 0.07%
80 Clearbridge Investments, LLC 174,564 4,916,000 0.07%
81 GOFEN & GLOSSBERG LLC /IL/ 169,699 4,779,000 0.07%
82 STIFEL FINANCIAL CORP 166,782 4,701,000 0.06%
83 PVG Asset Management 155,997 4,392,875 0.06%
84 Advisors Asset Management, Inc. 154,581 4,353,000 0.06%
85 CAMBIAR INVESTORS LLC 150,000 4,224,000 0.06% Call
86 TRUIST FINANCIAL CORP 148,070 4,170,000 0.06%
87 COMERICA BANK 139,723 4,151,000 0.06%
88 BANK OF MONTREAL /CAN/ 145,105 4,087,000 0.06%
89 World Asset Management Inc 144,483 4,069,000 0.06%
90 Quantbot Technologies LP 141,197 3,976,000 0.05%
91 People's United Financial, Inc. 139,697 3,935,000 0.05%
92 COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT 135,960 3,828,000 0.05%
93 Weiss Multi-Strategy Advisers LLC 135,000 3,802,000 0.05%
94 J.P. Morgan Private Wealth Advisors LLC 134,932 3,800,000 0.05%
95 BURNEY CO/ 130,056 3,662,000 0.05%
96 CHARTWELL INVESTMENT PARTNERS, LLC 129,000 3,633,000 0.05%
97 BLACKROCK ADVISORS LLC 128,000 3,604,000 0.05%
98 CITIGROUP INC 127,900 3,602,000 0.05% Call
99 CITIGROUP INC 123,600 3,481,000 0.05% Put
100 CYPRESS ASSET MANAGEMENT INC/TX 121,395 3,418,000 0.05%
Page 2 of 8

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.