| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WBI INVESTMENTS, LLC | 25,566 | 1,648,000 | 70.55% | ||
| 2 | Caprock Group, LLC | 4,206 | 271,000 | 11.60% | ||
| 3 | World Asset Management Inc | 3,277 | 211,000 | 9.03% | ||
| 4 | Avalon Investment & Advisory | 3,196 | 206,000 | 8.82% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
