| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carlyle Group Inc. | 7,593,800 | 7,822,000 | 34.54% | ||
| 2 | RIVERSTONE HOLDINGS LLC | 7,593,800 | 7,822,000 | 34.54% | ||
| 3 | AKANTHOS CAPITAL MANAGEMENT LLC | 1,200,000 | 1,236,000 | 5.46% | ||
| 4 | EQUITEC PROPRIETARY MARKETS, LLC | 798,861 | 823,000 | 3.63% | ||
| 5 | UBS Group AG | 788,306 | 812,000 | 3.59% | ||
| 6 | STIFEL FINANCIAL CORP | 643,280 | 662,000 | 2.92% | ||
| 7 | MORGAN STANLEY | 505,486 | 520,000 | 2.30% | ||
| 8 | Arrow Investment Advisors, LLC | 291,120 | 300,000 | 1.32% | ||
| 9 | PRUDENTIAL PLC | 270,000 | 278,000 | 1.23% | ||
| 10 | Creative Planning | 253,903 | 262,000 | 1.16% | ||
| 11 | WALNUT PRIVATE EQUITY PARTNERS, LLC | 230,000 | 237,000 | 1.05% | ||
| 12 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 202,000 | 208,000 | 0.92% | ||
| 13 | SHIKIAR ASSET MANAGEMENT INC | 160,000 | 165,000 | 0.73% | ||
| 14 | TPH Asset Management, LLC | 150,000 | 155,000 | 0.68% | ||
| 15 | Penbrook Management LLC | 115,000 | 118,000 | 0.52% | ||
| 16 | Private Advisor Group, LLC | 110,369 | 114,000 | 0.50% | ||
| 17 | CITADEL ADVISORS LLC | 107,689 | 111,000 | 0.49% | ||
| 18 | ROYAL BANK OF CANADA | 82,407 | 85,000 | 0.38% | ||
| 19 | Prospera Financial Services Inc | 78,450 | 81,000 | 0.36% | ||
| 20 | Virtu KCG Holdings LLC | 76,562 | 79,000 | 0.35% | ||
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 68,300 | 70,000 | 0.31% | Put | |
| 22 | WEDBUSH SECURITIES INC | 63,505 | 65,000 | 0.29% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 49,469 | 51,000 | 0.23% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 47,124 | 49,000 | 0.22% | ||
| 25 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 44,447 | 46,000 | 0.20% | PRN | |
| 26 | WELLS FARGO & COMPANY/MN | 42,774 | 44,000 | 0.19% | ||
| 27 | LPL Financial LLC | 32,997 | 30,000 | 0.13% | ||
| 28 | CWA ASSET MANAGEMENT GROUP, LLC | 25,000 | 26,000 | 0.11% | ||
| 29 | PEAK6 Group LLC | 25,491 | 26,000 | 0.11% | ||
| 30 | DEUTSCHE BANK AG\ | 25,391 | 26,000 | 0.11% | ||
| 31 | PEAK6 Group LLC | 24,000 | 25,000 | 0.11% | Put | |
| 32 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 23,500 | 24,000 | 0.11% | Call | |
| 33 | Texas Yale Capital Corp. | 20,000 | 21,000 | 0.09% | ||
| 34 | GOODWIN DANIEL L | 20,000 | 20,000 | 0.09% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 18,444 | 19,000 | 0.08% | ||
| 36 | GROUP ONE TRADING LLC | 18,486 | 19,000 | 0.08% | ||
| 37 | CUTLER GROUP LLC / CA | 22,500 | 18,000 | 0.08% | Put | |
| 38 | GABELLI FUNDS LLC | 17,000 | 18,000 | 0.08% | ||
| 39 | CORNERSTONE FINANCIAL PARTNERS, LLC | 18,000 | 18,000 | 0.08% | ||
| 40 | BALYASNY ASSET MANAGEMENT L.P. | 17,100 | 18,000 | 0.08% | ||
| 41 | Mariner, LLC | 15,502 | 16,000 | 0.07% | ||
| 42 | JPMORGAN CHASE & CO | 15,880 | 16,000 | 0.07% | ||
| 43 | Chicago Partners Investment Group LLC | 13,970 | 14,000 | 0.06% | ||
| 44 | JANE STREET GROUP, LLC | 12,430 | 13,000 | 0.06% | ||
| 45 | CETERA INVESTMENT ADVISERS | 12,472 | 13,000 | 0.06% | ||
| 46 | VSR Financial Services, Inc. | 10,710 | 11,000 | 0.05% | ||
| 47 | MOSAIC FAMILY WEALTH, LLC | 8,338 | 8,000 | 0.04% | ||
| 48 | CUTLER GROUP LLC / CA | 128,800 | 8,000 | 0.04% | Call | |
| 49 | PNC FINANCIAL SERVICES GROUP, INC. | 5,881 | 7,000 | 0.03% | ||
| 50 | CITIGROUP INC | 3,850 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
