| 1 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,577,995 |
35,016,000 |
49.00% |
|
|
| 2 |
AVIANCE CAPITAL MANAGEMENT, LLC |
722,478 |
16,032,000 |
22.43% |
|
|
| 3 |
Commonwealth Equity Services, Inc |
155,721 |
3,455,000 |
4.83% |
|
|
| 4 |
BRIGHT ROCK CAPITAL MANAGEMENT, LLC |
152,200 |
3,377,000 |
4.73% |
|
|
| 5 |
Giralda Advisors, LLC |
124,347 |
2,759,000 |
3.86% |
|
|
| 6 |
SG Americas Securities, LLC |
100,000 |
2,219,000 |
3.10% |
|
|
| 7 |
BAILARD, INC. |
88,640 |
1,967,000 |
2.75% |
|
|
| 8 |
RAND WEALTH, LLC |
76,373 |
1,695,000 |
2.37% |
|
|
| 9 |
Sigma Planning Corp |
74,685 |
1,657,000 |
2.32% |
|
|
| 10 |
Court Place Advisors, LLC |
29,205 |
648,000 |
0.91% |
|
|
| 11 |
UBS Group AG |
25,777 |
572,000 |
0.80% |
|
|
| 12 |
Traynor Capital Management, Inc. |
23,649 |
524,000 |
0.73% |
|
|
| 13 |
SMITH CHAS P & ASSOCIATES PA CPAS |
15,472 |
343,000 |
0.48% |
|
|
| 14 |
WFG Advisors, LP |
14,779 |
328,000 |
0.46% |
|
|
| 15 |
LYNCH & ASSOCIATES/IN |
11,905 |
264,000 |
0.37% |
|
|
| 16 |
ACG Wealth |
9,116 |
202,000 |
0.28% |
|
|
| 17 |
Advisory Services Network, LLC |
7,663 |
174,000 |
0.24% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
5,755 |
128,000 |
0.18% |
|
|
| 19 |
WELLS FARGO & COMPANY/MN |
2,182 |
48,000 |
0.07% |
|
|
| 20 |
MORGAN STANLEY |
1,256 |
28,000 |
0.04% |
|
|
| 21 |
Creative Planning |
500 |
11,000 |
0.02% |
|
|
| 22 |
Aris Wealth Services, Inc. |
470 |
10,000 |
0.01% |
|
|
| 23 |
Tortoise Investment Management, LLC |
220 |
5,000 |
0.01% |
|
|
| 24 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
100 |
2,000 |
0.00% |
|
|
| 25 |
Tower Research Capital LLC (TRC) |
36 |
1,000 |
0.00% |
|
|
| 26 |
NEXT Financial Group, Inc |
50 |
1,000 |
0.00% |
|
|
| 27 |
Parallax Volatility Advisers, L.P. |
1 |
0 |
0.00% |
|
|
