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RETAIL OPPORTUNITY INVTS COR
RETAIL OPPORTUNITY INVTS COR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 9 Institutional holders with a total value of $3,636,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ratan Capital Management LP 570,135 2,138,000 58.80%
2 GOLDMAN SACHS GROUP INC 209,540 786,000 21.62%
3 Archer Capital Management, L.P. 141,000 544,000 14.96%
4 Creative Planning 17,100 64,000 1.76%
5 WOLVERINE ASSET MANAGEMENT LLC 17,170 64,000 1.76%
6 Tower Research Capital LLC (TRC) 3,940 15,000 0.41%
7 UBS AG 3,611 14,000 0.39%
8 MORGAN STANLEY 2,050 8,000 0.22%
9 Ground Swell Capital, LLC 720 3,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.