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SCHWAB STRATEGIC TR
SCHWAB STRATEGIC TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 59 Institutional holders with a total value of $869,039,760.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Carroll Financial Associates, Inc. 29 0 0.00%
3 KELMAN-LAZAROV, INC. 36 857 0.00%
4 Private Ocean, LLC 44 1,000 0.00%
5 WOLVERINE TRADING LP /BD 100 2,340 0.00%
6 SARGENT BICKHAM LAGUDIS LLC 215 5,000 0.00%
7 Gemmer Asset Management LLC 300 7,000 0.00%
8 JPMORGAN CHASE & CO 306 7,000 0.00%
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 318 8,000 0.00%
10 MassMutual Private Wealth & Trust, FSB 404 9,591 0.00%
11 Creative Planning 426 10,000 0.00%
12 BANK OF MONTREAL /CAN/ 546 13,000 0.00%
13 SONORA INVESTMENT MANAGEMENT, LLC 556 13,199 0.00%
14 ADVISOR GROUP, INC. 650 14,000 0.00%
15 WELLS FARGO & COMPANY/MN 607 14,000 0.00%
16 IFP ADVISORS, INC 625 15,000 0.00%
17 MORGAN STANLEY 753 18,000 0.00%
18 UBS Group AG 1,053 25,000 0.00%
19 HOWE & RUSLING INC 2,000 47,000 0.01%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,149 75,000 0.01%
21 CITIGROUP INC 8,030 191,000 0.02%
22 HighTower Advisors, LLC 8,845 210,000 0.02%
23 Ironwood Investment Counsel, LLC 9,000 214,000 0.02%
24 Aviance Capital Partners, LLC 9,910 235,000 0.03%
25 HBK Sorce Advisory LLC 11,290 268,000 0.03%
26 WESPAC Advisors, LLC 11,416 271,000 0.03%
27 Paracle Advisors, LLC 11,962 283,000 0.03%
28 SOL Capital Management CO 12,025 285,000 0.03%
29 LPL Financial LLC 12,834 299,000 0.03%
30 Argentus Capital Management, LLC 13,057 310,000 0.04%
31 Forvis Mazars Wealth Advisors, LLC 14,401 342,000 0.04%
32 PVG Asset Management 14,565 345,773 0.04%
33 LVW Advisors, LLC 16,563 393,000 0.05%
34 Cambridge Investment Research Advisors, Inc. 17,024 404,000 0.05%
35 Newman Dignan & Sheerar, Inc. 19,618 466,000 0.05%
36 VALLEY NATIONAL ADVISERS INC 23,435 556,000 0.06%
37 Carlton Hofferkamp & Jenks Wealth Management, LLC 27,445 651,000 0.07%
38 Virtu KCG Holdings LLC 31,988 759,000 0.09%
39 Callan Capital, LLC 32,890 781,000 0.09%
40 OLD MISSION CAPITAL LLC 43,190 1,025,000 0.12%
41 Financial Architects, Inc 49,081 1,165,000 0.13%
42 GIRARD SECURITIES, INC. 61,183 1,452,000 0.17%
43 CAHILL FINANCIAL ADVISORS INC 65,098 1,546,000 0.18%
44 West Coast Financial LLC 70,127 1,665,000 0.19%
45 Orion Porfolio Solutions, LLC 73,651 1,748,000 0.20%
46 HENGEHOLD CAPITAL MANAGEMENT LLC 74,966 1,780,000 0.20%
47 ROYAL BANK OF CANADA 86,774 2,060,000 0.24%
48 BANK OF AMERICA CORP /DE/ 157,278 3,734,000 0.43%
49 UNITED CAPITAL FINANCIAL ADVISORS, LLC 165,627 3,975,000 0.46%
50 ASSET DEDICATION, LLC 185,823 4,405,000 0.51%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.