| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 2,223,742 | 15,811,000 | 31.87% | ||
| 2 | LAZARD ASSET MANAGEMENT LLC | 2,036,701 | 14,480,000 | 29.19% | ||
| 3 | WELLS FARGO & COMPANY/MN | 995,893 | 7,081,000 | 14.27% | ||
| 4 | Gramercy Funds Management LLC | 357,832 | 2,544,000 | 5.13% | ||
| 5 | Thomas J. Herzfeld Advisors, Inc. | 249,199 | 1,772,000 | 3.57% | ||
| 6 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 186,217 | 1,326,000 | 2.67% | ||
| 7 | Karpus Management, Inc. | 178,755 | 1,271,000 | 2.56% | ||
| 8 | MORGAN STANLEY | 157,950 | 1,123,000 | 2.26% | ||
| 9 | FIRST WILSHIRE SECURITIES MANAGEMENT INC | 149,951 | 1,066,000 | 2.15% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 112,626 | 800,000 | 1.61% | ||
| 11 | FINANCIAL COUNSELORS INC | 83,977 | 597,000 | 1.20% | ||
| 12 | SHUFRO ROSE & CO LLC | 46,825 | 332,000 | 0.67% | ||
| 13 | WEDBUSH SECURITIES INC | 40,023 | 285,000 | 0.57% | ||
| 14 | VALLEY FORGE ASSET MANAGEMENT, LLC | 32,650 | 232,000 | 0.47% | ||
| 15 | Platte River Capital LLC | 30,091 | 214,000 | 0.43% | ||
| 16 | STIFEL FINANCIAL CORP | 23,854 | 170,000 | 0.34% | ||
| 17 | Shaker Financial Services, LLC | 22,446 | 160,000 | 0.32% | ||
| 18 | TFS CAPITAL LLC | 20,102 | 143,000 | 0.29% | ||
| 19 | Virtu KCG Holdings LLC | 10,599 | 75,000 | 0.15% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 4,392 | 31,000 | 0.06% | ||
| 21 | AMERIPRISE FINANCIAL INC | 3,680 | 26,000 | 0.05% | ||
| 22 | ROYAL BANK OF CANADA | 3,160 | 22,000 | 0.04% | ||
| 23 | UBS AG | 3,093 | 22,000 | 0.04% | ||
| 24 | CITIGROUP INC | 1,619 | 12,000 | 0.02% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 11,000 | 0.02% | ||
| 26 | Creative Planning | 80 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
