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GUGGENHEIM S&P 500 EQUAL WEIGH
GUGGENHEIM S&P 500 EQUAL WEIGH. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 19 Institutional holders with a total value of $132,266,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Constellation Wealth Advisors, LLC 519,994 41,626,000 31.47%
2 Cetera Advisors LLC 375,560 30,048,000 22.72%
3 CUMBERLAND ADVISORS INC 279,530 22,376,000 16.92%
4 Cetera Advisor Networks LLC 167,045 13,354,000 10.10%
5 FLPUTNAM INVESTMENT MANAGEMENT CO 98,660 7,898,000 5.97%
6 DUMONT & BLAKE INVESTMENT ADVISORS LLC 63,184 5,058,000 3.82%
7 SMITH HAYES Advisers, Inc 39,891 3,193,000 2.41%
8 VALLEY FORGE ASSET MANAGEMENT, LLC 32,817 2,627,000 1.99%
9 AVALON CAPITAL MANAGEMENT 27,140 2,173,000 1.64%
10 BURNS J W & CO INC/NY 13,257 1,061,000 0.80%
11 KCM INVESTMENT ADVISORS LLC 8,094 648,000 0.49%
12 PARSONS CAPITAL MANAGEMENT INC/RI 6,063 486,000 0.37%
13 FIRST FOUNDATION ADVISORS 5,085 407,000 0.31%
14 Geneva Advisors, LLC 4,150 332,000 0.25%
15 MCDONALD CAPITAL INVESTORS INC/CA 3,850 308,000 0.23%
16 Narwhal Capital Management 3,000 240,000 0.18%
17 CrestPoint Capital Management, LLC 2,722 218,000 0.16%
18 InterOcean Capital, LLC 2,606 209,000 0.16%
19 QCI ASSET MANAGEMENT INC/NY 44 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.