| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 100,000 | 101,000 | 45.50% | ||
| 2 | Commonwealth Equity Services, Inc | 70,000 | 71,000 | 31.98% | ||
| 3 | UBS Group AG | 40,000 | 40,000 | 18.02% | PRN | |
| 4 | VSR Financial Services, Inc. | 10,000 | 10,000 | 4.50% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
