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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 19 Institutional holders with a total value of $20,241,121.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HAYS ADVISORY LLC 239,834 8,718,000 43.07%
2 Shamrock Asset Management LLC 101,452 3,688,000 18.22%
3 First Horizon Advisors, Inc. 67,965 2,477,000 12.24%
4 JANE STREET GROUP, LLC 50,182 1,824,000 9.01%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,538 1,183,000 5.84%
6 OLD MISSION CAPITAL LLC 18,980 690,000 3.41%
7 Visionary Asset Management, Inc. 9,449 344,000 1.70%
8 Prospera Financial Services Inc 8,082 294,000 1.45%
9 ROYAL BANK OF CANADA 7,970 290,000 1.43%
10 Virtu KCG Holdings LLC 6,369 232,000 1.15%
11 MORGAN STANLEY 3,561 129,000 0.64%
12 Independent Portfolio Consultants, Inc. 3,290 120,000 0.59%
13 Placemark Investments, Inc. 1,854 66,000 0.33%
14 Simplicity Solutions, LLC 1,764 64,121 0.32%
15 ENVESTNET ASSET MANAGEMENT INC 1,560 57,000 0.28%
16 Clal Insurance Enterprises Holdings Ltd 1,263 46,000 0.23%
17 B. Riley Wealth Management, Inc. 530 19,000 0.09%
18 Tower Research Capital LLC (TRC) 1 0 0.00%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.