| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Top Ace Asset Management Ltd | 2,010,092 | 2,513,000 | 27.78% | ||
| 2 | CITIGROUP INC | 945,817 | 1,173,000 | 12.96% | ||
| 3 | Invesco Ltd. | 527,075 | 659,000 | 7.28% | ||
| 4 | GOLDMAN SACHS GROUP INC | 523,516 | 655,000 | 7.24% | ||
| 5 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 476,349 | 591,000 | 6.53% | ||
| 6 | Zurcher Kantonalbank (Zurich Cantonalbank) | 278,410 | 345,000 | 3.81% | ||
| 7 | KBC Group NV | 236,792 | 296,000 | 3.27% | ||
| 8 | BLUESTEIN R H & CO LLC | 200,000 | 250,000 | 2.76% | ||
| 9 | DEUTSCHE BANK AG\ | 197,114 | 245,000 | 2.71% | ||
| 10 | FIRST TRUST ADVISORS LP | 154,122 | 193,000 | 2.13% | ||
| 11 | RENAISSANCE TECHNOLOGIES LLC | 135,000 | 168,000 | 1.86% | ||
| 12 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 133,324 | 167,000 | 1.85% | ||
| 13 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 115,745 | 145,000 | 1.60% | ||
| 14 | TWO SIGMA SECURITIES, LLC | 107,193 | 134,000 | 1.48% | ||
| 15 | Compagnie Lombard Odier SCmA | 107,500 | 133,000 | 1.47% | ||
| 16 | SVB WEALTH LLC | 100,000 | 125,000 | 1.38% | ||
| 17 | ROYAL BANK OF CANADA | 98,923 | 124,000 | 1.37% | ||
| 18 | CONDOR CAPITAL MANAGEMENT | 72,790 | 91,000 | 1.01% | ||
| 19 | A.R.T. Advisors, LLC | 71,888 | 89,000 | 0.98% | ||
| 20 | JANE STREET GROUP, LLC | 70,697 | 88,000 | 0.97% | ||
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 68,900 | 86,000 | 0.95% | Put | |
| 22 | GEODE CAPITAL MANAGEMENT, LLC | 69,146 | 86,000 | 0.95% | ||
| 23 | CITIGROUP INC | 64,000 | 79,000 | 0.87% | Call | |
| 24 | Commonwealth Equity Services, Inc | 56,168 | 70,000 | 0.77% | ||
| 25 | BARCLAYS PLC | 52,000 | 65,000 | 0.72% | Call | |
| 26 | WOLVERINE ASSET MANAGEMENT LLC | 49,000 | 61,000 | 0.67% | ||
| 27 | CITIGROUP INC | 48,200 | 60,000 | 0.66% | Put | |
| 28 | MORGAN STANLEY | 39,357 | 49,000 | 0.54% | ||
| 29 | BANK OF AMERICA CORP /DE/ | 34,775 | 44,000 | 0.49% | ||
| 30 | Virtu KCG Holdings LLC | 33,450 | 42,000 | 0.46% | ||
| 31 | Investors Capital Advisory Services | 33,800 | 42,000 | 0.46% | ||
| 32 | BANK OF MONTREAL /CAN/ | 30,477 | 38,000 | 0.42% | ||
| 33 | Spot Trading L.L.C | 14,600 | 18,000 | 0.20% | Call | |
| 34 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,400 | 16,000 | 0.18% | Call | |
| 35 | US BANCORP \DE\ | 11,500 | 15,000 | 0.17% | ||
| 36 | PRENTISS SMITH & CO INC | 10,000 | 13,000 | 0.14% | ||
| 37 | WOLVERINE ASSET MANAGEMENT LLC | 10,000 | 12,000 | 0.13% | Put | |
| 38 | Creative Planning | 9,344 | 12,000 | 0.13% | ||
| 39 | GOLDMAN SACHS GROUP INC | 8,000 | 10,000 | 0.11% | Call | |
| 40 | BARCLAYS PLC | 4,500 | 6,000 | 0.07% | Put | |
| 41 | WESPAC ADVISORS SOCAL, LLC | 4,400 | 5,500 | 0.06% | ||
| 42 | UBS Group AG | 3,643 | 5,000 | 0.06% | ||
| 43 | SIMPLEX TRADING, LLC | 4,626 | 5,000 | 0.06% | ||
| 44 | CUTLER GROUP LLC / CA | 3,510 | 4,000 | 0.04% | ||
| 45 | ADVISOR GROUP, INC. | 3,600 | 4,000 | 0.04% | ||
| 46 | Barnett & Company, Inc. | 2,600 | 3,000 | 0.03% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,428 | 3,000 | 0.03% | ||
| 48 | MSI Financial Services Inc | 1,540 | 2,000 | 0.02% | ||
| 49 | GENEOS WEALTH MANAGEMENT INC. | 1,600 | 2,000 | 0.02% | ||
| 50 | PNC FINANCIAL SERVICES GROUP, INC. | 1,200 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
