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BALTIC TRADING LIMITED
BALTIC TRADING LIMITED. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 66 Institutional holders with a total value of $56,509,793.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Centerbridge Partners, L.P. 7,250,000 10,802,000 19.12%
2 Apollo Management Holdings, L.P. 7,069,483 10,534,000 18.64%
3 HG Vora Capital Management, LLC 2,600,000 3,874,000 6.86%
4 ROYCE & ASSOCIATES LP 2,268,937 3,381,000 5.98%
5 NEW GENERATION ADVISORS, LLC 2,158,449 3,216,000 5.69%
6 HOURGLASS CAPITAL, LLC 2,079,123 3,098,000 5.48%
7 BlackRock Fund Advisors 1,340,044 1,997,000 3.53%
8 TOCQUEVILLE ASSET MANAGEMENT L.P. 1,223,600 1,823,000 3.23%
9 DIMENSIONAL FUND ADVISORS LP 1,203,433 1,793,000 3.17%
10 STEELHEAD PARTNERS LLC 1,200,000 1,788,000 3.16%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 909,200 1,509,000 2.67%
12 AB CarVal Investors, LP 925,469 1,379,000 2.44%
13 Gruss Capital Management LP 835,000 1,244,000 2.20%
14 KENNEDY CAPITAL MANAGEMENT LLC 716,950 1,068,000 1.89%
15 Jefferies Group LLC 600,938 895,000 1.58%
16 RENAISSANCE TECHNOLOGIES LLC 508,174 757,000 1.34%
17 STATE STREET CORP 497,462 738,000 1.31%
18 NORTHERN TRUST CORP 494,314 737,000 1.30%
19 VANGUARD GROUP INC 493,471 735,000 1.30%
20 BlackRock Institutional Trust Company, N.A. 436,565 650,000 1.15%
21 Beaumont Financial Partners, LLC 393,255 586,000 1.04%
22 GEODE CAPITAL MANAGEMENT, LLC 228,950 341,000 0.60%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 214,544 320,000 0.57%
24 Invesco Ltd. 189,744 283,000 0.50%
25 Bank of New York Mellon Corp 189,343 282,000 0.50%
26 BlackRock Investment Management, LLC 168,151 251,000 0.44%
27 MSD Partners, L.P. 130,400 194,000 0.34%
28 Phoenix Investment Adviser LLC 109,388 163,000 0.29%
29 Baker Avenue Asset Management, LP 107,680 160,000 0.28%
30 DEUTSCHE BANK AG\ 95,591 141,000 0.25%
31 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 90,804 135,000 0.24%
32 TEACHERS ADVISORS, LLC 85,863 128,000 0.23%
33 PRICE T ROWE ASSOCIATES INC /MD/ 83,300 124,000 0.22%
34 GeoSphere Capital Management, LLC 81,800 122,000 0.22%
35 MORGAN STANLEY 78,893 117,000 0.21%
36 MILLENNIUM MANAGEMENT LLC 74,606 111,000 0.20%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 72,200 108,000 0.19%
38 RHUMBLINE ADVISERS 65,210 97,000 0.17%
39 Apriem Advisors 59,059 88,000 0.16%
40 Potomac Capital Management, Inc. 58,600 87,000 0.15%
41 Weiss Multi-Strategy Advisers LLC 56,997 85,000 0.15%
42 GSA CAPITAL PARTNERS LLP 46,551 69,000 0.12%
43 Nationwide Fund Advisors 42,230 63,000 0.11%
44 SG Americas Securities, LLC 37,903 56,000 0.10%
45 GOLDMAN SACHS GROUP INC 34,613 52,000 0.09%
46 RBF Capital, LLC 33,751 50,000 0.09%
47 BLACKROCK ADVISORS LLC 31,215 47,000 0.08%
48 AMERICAN INTERNATIONAL GROUP, INC. 30,935 46,093 0.08%
49 ROYAL BANK OF CANADA 22,199 33,000 0.06%
50 Cubist Systematic Strategies, LLC 21,246 32,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.