| 1 |
DEUTSCHE BANK AG\ |
188,450 |
6,648,000 |
39.42% |
|
PRN |
| 2 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
87,231 |
3,078,000 |
18.25% |
|
|
| 3 |
Ameritas Investment Partners, Inc. |
47,900 |
1,690,000 |
10.02% |
|
|
| 4 |
Verity Asset Management, Inc. |
44,143 |
1,557,000 |
9.23% |
|
|
| 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
34,400 |
1,214,000 |
7.20% |
Put |
|
| 6 |
JANE STREET GROUP, LLC |
18,252 |
644,000 |
3.82% |
|
|
| 7 |
UBS Group AG |
17,522 |
618,000 |
3.66% |
|
|
| 8 |
Virtu KCG Holdings LLC |
12,309 |
434,000 |
2.57% |
|
|
| 9 |
Freedom Investment Management, Inc. |
8,880 |
313,000 |
1.86% |
|
|
| 10 |
GOLDMAN SACHS GROUP INC |
6,300 |
222,000 |
1.32% |
Call |
|
| 11 |
GOLDMAN SACHS GROUP INC |
5,200 |
183,000 |
1.09% |
Put |
|
| 12 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,300 |
82,000 |
0.49% |
|
|
| 13 |
HOWE & RUSLING INC |
1,600 |
56,000 |
0.33% |
|
|
| 14 |
ROYAL BANK OF CANADA |
1,189 |
42,000 |
0.25% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
991 |
35,000 |
0.21% |
|
|
| 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
487 |
17,000 |
0.10% |
|
|
| 17 |
JNBA Financial Advisors |
353 |
12,000 |
0.07% |
|
|
| 18 |
GOLDMAN SACHS GROUP INC |
248 |
9,000 |
0.05% |
|
|
| 19 |
NEXT Financial Group, Inc |
200 |
7,000 |
0.04% |
|
|
| 20 |
MSI Financial Services Inc |
134 |
5,000 |
0.03% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
8 |
282 |
0.00% |
|
|
| 22 |
Parallax Volatility Advisers, L.P. |
1 |
0 |
0.00% |
|
|
