| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 272,729 | 10,298,000 | 82.65% | PRN | |
| 2 | UBS Group AG | 34,030 | 1,285,000 | 10.31% | ||
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 9,158 | 346,000 | 2.78% | ||
| 4 | GUPTA WEALTH MANAGEMENT LLC | 6,816 | 257,000 | 2.06% | ||
| 5 | WHITTIER TRUST CO OF NEVADA INC | 3,605 | 136,000 | 1.09% | ||
| 6 | WEALTHCARE CAPITAL MANAGEMENT LLC | 1,640 | 62,000 | 0.50% | ||
| 7 | WELLS FARGO & COMPANY/MN | 1,151 | 43,000 | 0.35% | ||
| 8 | MSI Financial Services Inc | 316 | 12,000 | 0.10% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 8,000 | 0.06% | ||
| 10 | ROYAL BANK OF CANADA | 200 | 8,000 | 0.06% | ||
| 11 | Tower Research Capital LLC (TRC) | 125 | 5,000 | 0.04% | ||
| 12 | Simplicity Solutions, LLC | 7 | 264 | 0.00% | ||
| 13 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
