| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 12,905 | 235,000 | 75.81% | ||
| 2 | MORGAN STANLEY | 1,816 | 33,000 | 10.65% | ||
| 3 | WELLS FARGO & COMPANY/MN | 951 | 17,000 | 5.48% | ||
| 4 | MSI Financial Services Inc | 450 | 8,000 | 2.58% | ||
| 5 | THOMPSON DAVIS & CO., INC. | 275 | 5,000 | 1.61% | ||
| 6 | WFG Advisors, LP | 208 | 4,000 | 1.29% | ||
| 7 | ADVISOR GROUP, INC. | 100 | 2,000 | 0.65% | ||
| 8 | CITIGROUP INC | 100 | 2,000 | 0.65% | ||
| 9 | CUTLER GROUP LLC / CA | 400 | 2,000 | 0.65% | Put | |
| 10 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 35 | 1,000 | 0.32% | ||
| 11 | ASSET DEDICATION, LLC | 76 | 1,000 | 0.32% | ||
| 12 | SIMPLEX TRADING, LLC | 1 | 0 | 0.00% | ||
| 13 | CUTLER GROUP LLC / CA | 100 | 0 | 0.00% | Call | |
| 14 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
