| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 193,202 | 479,000 | 59.53% | ||
| 2 | JPMORGAN CHASE & CO | 69,373 | 139,000 | 17.28% | ||
| 3 | HSBC HOLDINGS PLC | 25,000 | 50,000 | 6.21% | ||
| 4 | Argentus Capital Management, LLC | 18,324 | 37,000 | 4.60% | ||
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,336 | 37,000 | 4.60% | ||
| 6 | LPL Financial LLC | 10,325 | 21,000 | 2.61% | ||
| 7 | Virtu KCG Holdings LLC | 10,548 | 21,000 | 2.61% | ||
| 8 | Advisory Services Network, LLC | 5,300 | 10,000 | 1.24% | ||
| 9 | Stratos Wealth Partners, LTD. | 1,500 | 3,015 | 0.37% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 1,295 | 2,603 | 0.32% | ||
| 11 | UBS Group AG | 1,000 | 2,000 | 0.25% | ||
| 12 | Tower Research Capital LLC (TRC) | 1,179 | 2,000 | 0.25% | ||
| 13 | WELLS FARGO & COMPANY/MN | 641 | 1,000 | 0.12% | ||
| 14 | ROYAL BANK OF CANADA | 155 | 0 | 0.00% | ||
| 15 | WFG Advisors, LP | 100 | 0 | 0.00% | ||
| 16 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
