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BARCLAYS BK PLC
BARCLAYS BK PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 126 Institutional holders with a total value of $351,697,915.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 100 0 0.00% Call
2 BARCLAYS PLC 13 0 0.00%
3 WASHINGTON TRUST BANK 1 0 0.00%
4 Parallax Volatility Advisers, L.P. 1 0 0.00%
5 People's United Financial, Inc. 48 1,000 0.00%
6 WHITTIER TRUST CO 110 3,000 0.00%
7 Kistler-Tiffany Companies, LLC 111 3,000 0.00%
8 CENTRAL TRUST Co 150 4,000 0.00%
9 ROCKEFELLER FINANCIAL SERVICES INC 250 6,000 0.00%
10 Hudock, Inc. 325 7,000 0.00%
11 HUNTINGTON NATIONAL BANK 325 8,000 0.00% PRN
12 GENEOS WEALTH MANAGEMENT INC. 381 8,000 0.00%
13 WEALTHCARE CAPITAL MANAGEMENT LLC 338 8,000 0.00%
14 FARMERS & MERCHANTS INVESTMENTS INC 447 10,000 0.00%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 498 12,000 0.00%
16 SIMPLEX TRADING, LLC 587 13,000 0.00%
17 SUTTON WEALTH ADVISORS INC. 594 13,941 0.00%
18 SEI INVESTMENTS CO 574 14,000 0.00%
19 BANK OF MONTREAL /CAN/ 710 17,000 0.00%
20 Alexandria Capital, LLC 805 19,000 0.01%
21 Avior Wealth Management, LLC 898 21,000 0.01%
22 D.A. DAVIDSON & CO. 1,000 23,000 0.01%
23 FineMark National Bank & Trust 1,000 23,000 0.01%
24 NEXT Financial Group, Inc 2,280 54,000 0.02%
25 Mariner, LLC 2,570 60,000 0.02%
26 ASSET DEDICATION, LLC 2,663 64,000 0.02%
27 WFG Advisors, LP 2,727 64,000 0.02%
28 THRIVENT FINANCIAL FOR LUTHERANS 2,750 65,000 0.02%
29 MSI Financial Services Inc 2,858 67,000 0.02%
30 DEUTSCHE BANK AG\ 367,394 82,000 0.02% PRN
31 Apriem Advisors 4,276 100,000 0.03%
32 Financial Architects, Inc 4,458 105,000 0.03%
33 Cornerstone Advisors, Inc. 4,520 106,000 0.03%
34 Smithfield Trust Co 5,468 128,000 0.04%
35 WHITTIER TRUST CO OF NEVADA INC 5,717 134,000 0.04%
36 FIFTH THIRD BANCORP 5,975 140,000 0.04%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,574 154,000 0.04%
38 ADVISOR GROUP, INC. 6,699 156,000 0.04%
39 CAPTRUST FINANCIAL ADVISORS 6,963 172,000 0.05%
40 CLEAR INVESTMENT RESEARCH, LLC 7,844 184,000 0.05%
41 Bangor Savings Bank 8,580 201,000 0.06%
42 FINANCIAL ENHANCEMENT GROUP LLC 8,846 208,000 0.06%
43 M&T BANK CORP 9,265 217,000 0.06%
44 MONETA GROUP INVESTMENT ADVISORS LLC 10,150 238,000 0.07%
45 HighTower Advisors, LLC 10,823 252,000 0.07%
46 Sigma Planning Corp 11,004 258,000 0.07%
47 IFP ADVISORS, INC 11,058 260,000 0.07%
48 Concert Wealth Management Inc. 11,103 260,000 0.07%
49 1st Global Advisors, Inc. 11,120 261,000 0.07%
50 Bank of New York Mellon Corp 11,206 263,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.