| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ASSETMARK, INC | 174,737 | 5,368,000 | 87.65% | ||
| 2 | Virtu Financial LLC | 19,421 | 597,000 | 9.75% | ||
| 3 | UBS AG | 4,895 | 150,000 | 2.45% | ||
| 4 | AMERICAN INTERNATIONAL GROUP, INC. | 241 | 7,404 | 0.12% | ||
| 5 | Tower Research Capital LLC (TRC) | 25 | 1,000 | 0.02% | ||
| 6 | Gary Goldberg Planning Services Inc | 48 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
