Dark
Light
System
Security
OAKTREE CAPITAL GROUP LLC UNIT CLASS A
OAKTREE CAPITAL GROUP LLC UNIT CLASS A. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 184 Institutional holders with a total value of $1,703,539,807.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 STIFEL FINANCIAL CORP 79,949 3,990,000 0.23%
52 Polar Capital LLP 77,500 3,837,000 0.23%
53 Swift Run Capital Management, LLC 77,483 3,835,000 0.23%
54 PRINCIPAL FINANCIAL GROUP INC 75,555 3,740,000 0.22%
55 NEEDHAM INVESTMENT MANAGEMENT LLC 70,000 3,465,000 0.20%
56 Motley Fool Wealth Management, LLC 65,903 3,262,000 0.19%
57 Texas Yale Capital Corp. 64,280 3,182,000 0.19%
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 59,100 2,925,000 0.17% Call
59 AGRAN LIBBIE 55,627 2,754,000 0.16%
60 Capital Investment Advisors, LLC 54,697 2,707,000 0.16%
61 AMERICAN INTERNATIONAL GROUP, INC. 51,399 2,544,000 0.15%
62 RAYMOND JAMES & ASSOCIATES 50,293 2,490,000 0.15%
63 Laurel Grove Capital, LLC 48,925 2,422,000 0.14%
64 SeaBridge Investment Advisors LLC 48,250 2,388,000 0.14%
65 BROWN ADVISORY INC 47,665 2,359,000 0.14%
66 METROPOLITAN CAPITAL ADVISORS INC 47,500 2,351,000 0.14%
67 United Asset Strategies, Inc. 46,063 2,280,000 0.13%
68 BECK MACK & OLIVER LLC 41,950 2,077,000 0.12%
69 BARCLAYS PLC 40,708 1,996,000 0.12%
70 River Road Asset Management, LLC 39,970 1,979,000 0.12%
71 Muzinich & Co., Inc. 37,909 1,903,000 0.11%
72 Hollow Brook Wealth Management LLC 36,502 1,807,000 0.11%
73 GUGGENHEIM CAPITAL LLC 35,501 1,757,000 0.10%
74 HighTower Advisors, LLC 34,187 1,696,000 0.10%
75 SVA Wealth Management, LLC 33,363 1,651,000 0.10%
76 Moon Capital Management, LLC 32,770 1,622,115 0.10%
77 STERLING INVESTMENT MANAGEMENT, LLC 32,755 1,621,000 0.10%
78 ADVISORY RESEARCH INC 31,221 1,545,000 0.09%
79 Coe Capital Management, LLC 30,620 1,516,000 0.09%
80 TORONTO DOMINION BANK 30,000 1,485,000 0.09% Put
81 Old West Investment Management, LLC 29,000 1,435,000 0.08%
82 Commonwealth Equity Services, Inc 28,729 1,422,000 0.08%
83 USCA RIA LLC 26,305 1,302,000 0.08%
84 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 25,336 1,254,000 0.07%
85 LPL Financial LLC 24,193 1,185,000 0.07%
86 Janney Montgomery Scott LLC 22,986 1,138,000 0.07%
87 Robeco Institutional Asset Management B.V. 20,000 990,000 0.06%
88 AMERICAN FINANCIAL GROUP INC 20,000 990,000 0.06%
89 GAMBLE JONES INVESTMENT COUNSEL 19,504 965,000 0.06%
90 NEVILLE RODIE & SHAW INC 18,700 926,000 0.05%
91 Redmond Asset Management, LLC 18,617 922,000 0.05%
92 EVERETT HARRIS & CO /CA/ 18,395 911,000 0.05%
93 Stonehage Fleming Financial Services Holdings Ltd 18,000 893,000 0.05%
94 ALPINE WOODS CAPITAL INVESTORS, LLC 18,000 891,000 0.05%
95 Osborn Williams & Donohoe LLC 17,350 889,000 0.05% SH
96 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 17,200 851,000 0.05%
97 Creative Planning 15,398 762,000 0.04%
98 Raymond James Financial Services Advisors, Inc. 15,347 760,000 0.04%
99 MILLER VALUE PARTNERS, LLC 15,200 753,000 0.04%
100 Frontier Wealth Management LLC 14,500 718,000 0.04%
Page 2 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.