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Oaktree Cap Grp Llc
Oaktree Cap Grp Llc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 195 Institutional holders with a total value of $1,482,117,370.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CT Financial Advisors LLC 20 848 0.00%
2 BNP PARIBAS FINANCIAL MARKETS 39 1,654 0.00%
3 CUTLER GROUP LLC / CA 28,900 2,000 0.00% Call
4 NEXT Financial Group, Inc 150 6,000 0.00%
5 UBS Group AG 200 8,000 0.00% Put
6 Tower Research Capital LLC (TRC) 181 8,000 0.00%
7 CUTLER GROUP LLC / CA 7,700 10,000 0.00% Put
8 WFG Advisors, LP 269 11,000 0.00%
9 Highlander Capital Management, LLC 300 13,000 0.00%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 300 13,000 0.00%
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 370 16,000 0.00%
12 MOSAIC FAMILY WEALTH, LLC 400 17,000 0.00%
13 Plante Moran Financial Advisors, LLC 600 25,000 0.00%
14 Walleye Trading LLC 700 29,000 0.00% Call
15 MSI Financial Services Inc 756 32,000 0.00%
16 FIRST INTERSTATE BANK 780 33,000 0.00%
17 PENSERRA CAPITAL MANAGEMENT LLC 900 38,000 0.00%
18 Parallax Volatility Advisers, L.P. 956 41,000 0.00%
19 Carroll Financial Associates, Inc. 1,000 42,000 0.00%
20 M&R CAPITAL MANAGEMENT INC 1,000 42,000 0.00%
21 Quantbot Technologies LP 1,032 43,000 0.00%
22 Chicago Partners Investment Group LLC 1,048 44,000 0.00%
23 WEALTHPLAN PARTNERS, LLC 1,170 48,416 0.00%
24 Independent Portfolio Consultants, Inc. 1,305 55,000 0.00%
25 US BANCORP \DE\ 1,900 81,000 0.01%
26 Parallax Volatility Advisers, L.P. 2,000 85,000 0.01% Call
27 MUFG Americas Holdings Corp 2,378 101,000 0.01%
28 Evercore Wealth Management, LLC 2,500 106,000 0.01%
29 Winslow, Evans & Crocker, Inc. 2,750 116,600 0.01%
30 FIRST NATIONAL BANK SIOUX FALLS 3,038 129,000 0.01%
31 Joel Isaacson & Co., LLC 3,500 148,000 0.01%
32 LAZARD ASSET MANAGEMENT LLC 4,000 169,000 0.01%
33 Parallax Volatility Advisers, L.P. 4,000 170,000 0.01% Put
34 CUTLER GROUP LLC / CA 4,341 184,000 0.01%
35 Financial Architects, Inc 4,812 204,000 0.01%
36 Moors & Cabot, Inc. 4,800 204,000 0.01%
37 Greenwich Investment Management, Inc. 4,873 206,000 0.01%
38 CIBC Asset Management Inc 4,901 208,000 0.01%
39 Princeton Portfolio Strategies Group LLC 4,900 208,000 0.01%
40 SCHARF INVESTMENTS, LLC 5,300 225,000 0.02%
41 Brown Advisory Securities, LLC 5,400 227,000 0.02%
42 DAVENPORT & Co LLC 5,362 227,348 0.02%
43 GLENMEDE TRUST CO NA 5,500 233,000 0.02%
44 HSBC HOLDINGS PLC 5,519 234,000 0.02%
45 Barnett & Company, Inc. 5,600 237,000 0.02%
46 Concert Wealth Management Inc. 5,861 247,000 0.02%
47 Stockman Wealth Management, Inc. 6,000 254,000 0.02%
48 D.A. DAVIDSON & CO. 6,160 261,000 0.02%
49 INSIGHT 2811, INC. 6,200 263,000 0.02%
50 CITADEL ADVISORS LLC 6,300 267,000 0.02% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.