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Oaktree Cap Grp Llc
Oaktree Cap Grp Llc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 195 Institutional holders with a total value of $1,482,117,370.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 South Dakota Investment Council 75,500 3,201,000 0.22%
52 PRINCIPAL FINANCIAL GROUP INC 73,300 3,108,000 0.21%
53 ING GROEP NV 75,000 3,106,000 0.21%
54 TIAA CREF INVESTMENT MANAGEMENT LLC 71,000 3,010,000 0.20%
55 CLINTON GROUP INC 70,927 3,007,000 0.20%
56 NEEDHAM INVESTMENT MANAGEMENT LLC 70,000 2,968,000 0.20%
57 ROYAL BANK OF CANADA 69,392 2,943,000 0.20%
58 BROWN ADVISORY INC 68,490 2,904,000 0.20%
59 K.J. Harrison & Partners Inc 65,750 2,788,000 0.19%
60 Texas Yale Capital Corp. 65,430 2,774,000 0.19%
61 SANDERS MORRIS HARRIS INC/FA 44,521 2,771,000 0.19%
62 MILLENNIUM MANAGEMENT LLC 63,842 2,707,000 0.18%
63 Sterneck Capital Management, LLC 59,336 2,516,000 0.17%
64 AGRAN LIBBIE 57,409 2,434,000 0.16%
65 PEAK6 Group LLC 56,800 2,408,000 0.16% Call
66 AMERICAN FINANCIAL GROUP INC 50,000 2,120,000 0.14%
67 HighTower Advisors, LLC 50,104 2,115,000 0.14%
68 ALPHA OMEGA WEALTH MANAGEMENT LLC 49,046 2,080,000 0.14%
69 ADVISORY RESEARCH INC 42,136 2,034,000 0.14%
70 MARSHALL WACE, LLP 44,999 1,908,000 0.13%
71 BECK MACK & OLIVER LLC 44,450 1,885,000 0.13%
72 USCA RIA LLC 42,156 1,787,000 0.12%
73 CapWealth Advisors, LLC 40,425 1,714,000 0.12%
74 Laurel Grove Capital, LLC 39,875 1,691,000 0.11%
75 LPL Financial LLC 40,000 1,655,000 0.11%
76 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 36,180 1,534,000 0.10%
77 ADVISOR GROUP, INC. 35,632 1,511,000 0.10%
78 BARR E S & CO 35,500 1,505,000 0.10%
79 Kavar Capital Partners, LLC 32,725 1,388,000 0.09%
80 Moon Capital Management, LLC 31,710 1,344,504 0.09%
81 WOLVERINE TRADING LP /BD 30,900 1,280,000 0.09% Put
82 OPPENHEIMER & CO INC 30,149 1,279,000 0.09%
83 Swift Run Capital Management, LLC 30,110 1,277,000 0.09%
84 NewEdge Advisors, LLC 29,645 1,257,000 0.08%
85 GOFEN & GLOSSBERG LLC /IL/ 29,450 1,249,000 0.08%
86 Osborn Williams & Donohoe LLC 29,270 1,241,000 0.08%
87 Old West Investment Management, LLC 29,000 1,229,000 0.08%
88 Janney Montgomery Scott LLC 27,061 1,147,000 0.08%
89 BALYASNY ASSET MANAGEMENT L.P. 26,411 1,120,000 0.08%
90 Capital Investment Advisors, LLC 24,290 1,030,000 0.07%
91 BB&T SECURITIES, LLC 24,160 1,024,000 0.07%
92 PEAK6 Group LLC 23,900 1,013,000 0.07% Put
93 Hollow Brook Wealth Management LLC 22,838 968,000 0.07%
94 Quinn Opportunity Partners LLC 22,000 933,000 0.06%
95 EVERETT HARRIS & CO /CA/ 21,075 894,000 0.06%
96 CITADEL ADVISORS LLC 20,600 873,000 0.06% Put
97 Creative Planning 20,324 862,000 0.06%
98 NEVILLE RODIE & SHAW INC 20,200 856,000 0.06%
99 CITADEL ADVISORS LLC 17,400 738,000 0.05%
100 WOLVERINE TRADING LP /BD 17,391 720,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.