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BARCLAYS BK PLC
BARCLAYS BK PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 39 Institutional holders with a total value of $361,970,844.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Mitsubishi UFJ Trust & Banking Corp 855,200 129,084,000 35.66%
2 UBS AG 423,478 63,919,000 17.66%
3 ATWOOD & PALMER INC 315,681 47,090,000 13.01%
4 WELLS FARGO & COMPANY/MN 237,082 35,785,000 9.89%
5 Stratos Wealth Partners, LTD. 94,992 14,338,000 3.96%
6 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 69,633 10,510,000 2.90%
7 Fiera Capital Corp 60,445 9,124,000 2.52%
8 Private Advisor Group, LLC 42,094 6,354,000 1.76%
9 Good Harbor Financial, LLC 41,727 6,298,000 1.74%
10 FIFTH THIRD BANCORP 39,168 5,912,000 1.63%
11 LPL Financial LLC 34,896 5,216,000 1.44%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,170 3,497,000 0.97%
13 Legacy Private Trust Co. 19,721 2,977,000 0.82%
14 BARCLAYS PLC 19,300 2,895,000 0.80%
15 AMERICAN INTERNATIONAL GROUP, INC. 18,886 2,850,652 0.79%
16 JPMORGAN CHASE & CO 18,691 2,821,000 0.78%
17 Commonwealth Equity Services, Inc 17,158 2,590,000 0.72%
18 GOLDMAN SACHS GROUP INC 16,259 2,454,000 0.68%
19 Placemark Investments, Inc. 14,935 2,254,000 0.62%
20 Virtu Financial LLC 14,382 2,171,000 0.60%
21 FIRST CITIZENS BANCORPORATION INC 5,618 848,000 0.23%
22 BNP PARIBAS FINANCIAL MARKETS 4,460 673,192 0.19%
23 WFG Advisors, LP 3,616 546,000 0.15%
24 AMERIPRISE FINANCIAL INC 2,773 419,000 0.12%
25 MUFG Americas Holdings Corp 2,510 379,000 0.10%
26 NEW ENGLAND SECURITIES CORP /MA/ 2,465 372,000 0.10%
27 ASSETMARK, INC 1,218 184,000 0.05%
28 ROYAL BANK OF CANADA 1,000 151,000 0.04%
29 Regal Investment Advisors LLC 314 47,000 0.01%
30 CITIGROUP INC 278 42,000 0.01%
31 PRIVATE TRUST CO NA 276 42,000 0.01%
32 ENVESTNET ASSET MANAGEMENT INC 207 31,000 0.01%
33 Creative Planning 185 28,000 0.01%
34 BANK OF AMERICA CORP /DE/ 141 21,000 0.01%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 103 16,000 0.00%
36 SeaBridge Investment Advisors LLC 71 11,000 0.00%
37 Smithfield Trust Co 75 11,000 0.00%
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 30 5,000 0.00%
39 BANK OF MONTREAL /CAN/ 34 5,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.